Frank Thomas Troise
Professional Summary
Frank Thomas Troise, who also goes by Frank T Troise, Frank Troise, is a registered financial advisor currently at SOHO FINANCIAL SERVICES LLC located in Montecito, California. Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Frank has worked at 6 firms and has passed the Series 65, Series 66, Series 7 and Series 3 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Frank T Troise, Frank Troise
Similar Advisors
CURTIS ADVISORY GROUP, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
CURTIS ADVISORY GROUP, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
CURTIS ADVISORY GROUP, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
CURTIS ADVISORY GROUP, LLC
Years of Experience
33 years in the financial services industry
Current & Past Employments
Similar Advisors
CURTIS ADVISORY GROUP, LLC
Current Firm
MY NEW FINANCIAL ADVISOR | SOHO FINANCIAL SERVICES LLC
Contact Information
Main Address
1187 Coast Village Road Suite 546, Montecito, CA 93108Phone Number
(775) 722-9577# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
2AUM (Assets Under Management)
$1,300,000Similar Advisors
CURTIS ADVISORY GROUP, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
CURTIS ADVISORY GROUP, LLC
State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
CURTIS ADVISORY GROUP, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Frank Thomas Troise's CRS (Customer Relationship Summary).
Similar Advisors
CURTIS ADVISORY GROUP, LLC
