Michael F. Wodchis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Frederick Wodchis, who also goes by Woody Wodchis, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1993. Michael had worked at 4 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2010 - June 18, 2013
CBIZ FINANCIAL SOLUTIONS, INC.
January 26, 2001 - February 19, 2008
KESTRA INVESTMENT SERVICES, LLC
January 4, 2000 - April 20, 2001
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
November 15, 1993 - January 22, 1998
JOHN HANCOCK DISTRIBUTORS LLC
Primary Firm SEC Registration
CBIZ FINANCIAL SOLUTIONS, INC.
CRD#: 16678 / SEC#: 801-56332, 8-34205
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CBIZ FINANCIAL SOLUTIONS, INC.
CRD#: 16678 / SEC#: 801-56332, 8-34205
Contact information
SEC notice filing (26 States and Territories)
FINRA licenses (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 23 |
| AUM (Assets Under Management) | $ 23,881,016 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
