Pamela Eldridge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pamela Eldridge, who also goes by Pamela Lynn Covington, Pamela L Eldridge, Pamela Lynn Eldridge, was a registered financial professional .
Pamela is a previously registered financial professional and started their career in finance in 1994. Pamela had worked at 10 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2025 - July 21, 2026
LPL FINANCIAL LLC
May 6, 2025 - July 21, 2026
LPL FINANCIAL LLC
June 21, 2022 - May 12, 2023
NORTHERN TRUST SECURITIES, INC.
April 4, 2022 - May 12, 2023
NORTHERN TRUST SECURITIES, INC.
August 10, 2010 - April 27, 2011
ADVANCED EQUITIES, INC.
August 10, 2010 - April 27, 2011
ADVANCED EQUITIES, INC.
December 19, 2007 - June 3, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 19, 2007 - June 3, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 29, 2004 - December 10, 2007
VOYA FINANCIAL PARTNERS, LLC
September 27, 2004 - December 10, 2007
VOYA FINANCIAL PARTNERS, LLC
June 10, 2004 - August 19, 2004
EDWARD JONES
July 14, 1998 - November 22, 2002
CHARLES SCHWAB & CO., INC.
April 10, 1997 - November 22, 2002
CHARLES SCHWAB & CO., INC.
April 4, 1996 - February 11, 1997
PRUCO SECURITIES, LLC.
January 20, 1995 - March 28, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 7, 1994 - November 23, 1994
CIBC WORLD MARKETS CORP.
January 10, 1994 - February 3, 1994
CHATFIELD DEAN & CO., INC.
Primary Firm SEC Registration
LPL FINANCIAL LLC
CRD#: 6413 / SEC#: 801-10970, 8-17668
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/4/2022
General Securities Representative ExaminationCurrent Firm
LPL FINANCIAL LLC
CRD#: 6413 / SEC#: 801-10970, 8-17668
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| AUDETTE, MATTHEW JON | PRESIDENT AND CHIEF FINANCIAL OFFICER | 4003349 |
| ENYEDI, MATTHEW KLAUS | MANAGING DIRECTOR, NATIONAL SALES | 4194266 |
| GATES, GREGORY | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | 7069201 |
| JAMBUSARIA, ANERI | MANAGING DIRECTOR LPL SERVICES GROUP | 7248335 |
| MALFITANO, STEVEN THOMAS | SVP, FINANCE CAPITAL MANAGEMENT AND PRINCIPAL FINANCIAL OFFICER | 3178848 |
| MCHALE, JAMES | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 6052977 |
| MORNINGSTAR, MATTHEW EDWIN | CHIEF LEGAL OFFICER | 2510742 |
| RICKETTS, JUDITH KOHOSKIE | EXECUTIVE VICE PRESIDENT, OPERATIONS AND PRINCIPAL OPERATIONS OFFICER | 2758924 |
| SIMONICH, BRENT BLAIN | EXECUTIVE VICE PRESIDENT, CHIEF RISK OFFICER | 3254859 |
| STEINMEIER, RICHARD C | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 5109512 |
Regulatory assets under management
| Total Number of Accounts | 2,369,378 |
| AUM (Assets Under Management) | $ 618,922,975,737 |
Disclosures
| Regulatory Event | 214 |
| Arbitration | 58 |
| Bond | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 | ||
| 07/19/2024 | ||
| 11/09/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
