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Theodore Arnold Larsen

CRD# 2417573·Registered 1993 - 2015
Previously Registered: Being a previously registered professional could mean that Theodore is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Theodore Arnold Larsen, who also goes by Ted Larsen, Theodore Larsen, was a registered financial advisor. Theodore was a previously registered financial professional and started their career in finance 1993 - 2015. Theodore had worked at 17 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ted Larsen, Theodore Larsen

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

KALOS CAPITAL, INC.·CRD# 44337
BD
Scottsdale, AZ
July 1, 2014 - May 4, 2015
FFEC WEALTH PARTNERS LLC·CRD# 16507
BD
Scottsdale, AZ
June 13, 2011 - July 2, 2012
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Scottsdale, AZ
December 13, 2010 - June 17, 2011
KOVACK ADVISORS, INC.·CRD# 140808
RIA
Ft. Lauderdale, FL
September 7, 2007 - December 31, 2010
KOVACK SECURITIES INC.·CRD# 44848
BD
Scottsdale, AZ
September 7, 2007 - December 31, 2010
THE CONCORD EQUITY GROUP, LLC·CRD# 14569
BD
Iselin, NJ
August 22, 2007 - September 18, 2007
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
RIA
Scottsdale, AZ
July 6, 2005 - June 21, 2007
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Scottsdale, AZ
July 6, 2005 - June 21, 2007
BANC ONE SECURITIES CORPORATION·CRD# 16999
RIA
Scottsdale, AZ
June 29, 2005 - July 6, 2005
BANC ONE SECURITIES CORPORATION·CRD# 16999
BD
Chicago, IL
June 13, 2005 - July 6, 2005
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
RIA
Phoenix, AZ
March 22, 2005 - June 9, 2005
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
BD
San Francisco, CA
November 2, 2004 - June 9, 2005
BNY INVESTMENT CENTER INC.·CRD# 47683
BD
New York, NY
January 8, 2000 - November 1, 2004
ESSEX NATIONAL SECURITIES, LLC·CRD# 25454
BD
Napa, CA
May 3, 1999 - January 12, 2000
BANKBOSTON INVESTOR SERVICES, INC.·CRD# 36369
BD
Boston, MA
March 17, 1999 - May 5, 1999
FIS SECURITIES, INC.·CRD# 30533
BD
Boston, MA
July 17, 1998 - March 17, 1999
HORNOR, TOWNSEND & KENT, LLC·CRD# 4031
BD
Conshohocken, PA
May 23, 1996 - December 4, 1997
INVESTORS CAPITAL CORP.·CRD# 30613
BD
Lynnfield, MA
January 30, 1996 - May 31, 1996
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES·CRD# 4039
BD
New York, NY
December 3, 1993 - October 3, 1995
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
New York, NY
December 3, 1993 - October 3, 1995

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Current Firm

KC
KALOS CAPITAL, INC.

KALOS CAPITAL, INC.

CRD#: 44337 / SEC#: 8-50630
BD
Terminated by SEC on 12/03/2022

Contact Information

Established

Georgia since 09/26/1997

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
KALOS FINANCIAL, INC.OWNER—
WILDERMUTH, CAROL JEANCEO, CFO, CCO1555730

Disclosures

Regulatory Event

3

Financial

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2005About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1994About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed May 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2004About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 1993About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Apr 2002About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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