Theodore A. Larsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore Arnold Larsen, who also goes by Ted Larsen, Theodore Larsen, was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 1993. Theodore had worked at 17 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2014 - May 4, 2015
KALOS CAPITAL, INC.
June 13, 2011 - July 2, 2012
FFEC WEALTH PARTNERS LLC
December 13, 2010 - June 17, 2011
J.P. TURNER & COMPANY, L.L.C.
September 7, 2007 - December 31, 2010
KOVACK ADVISORS, INC.
September 7, 2007 - December 31, 2010
KOVACK SECURITIES INC.
August 22, 2007 - September 18, 2007
THE CONCORD EQUITY GROUP, LLC
July 6, 2005 - June 21, 2007
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - June 21, 2007
CHASE INVESTMENT SERVICES CORP.
June 29, 2005 - July 6, 2005
BANC ONE SECURITIES CORPORATION
June 13, 2005 - July 6, 2005
BANC ONE SECURITIES CORPORATION
March 22, 2005 - June 9, 2005
WELLS FARGO INVESTMENTS, LLC
November 2, 2004 - June 9, 2005
WELLS FARGO INVESTMENTS, LLC
January 8, 2000 - November 1, 2004
BNY INVESTMENT CENTER INC.
May 3, 1999 - January 12, 2000
ESSEX NATIONAL SECURITIES, LLC
March 17, 1999 - May 5, 1999
BANKBOSTON INVESTOR SERVICES, INC.
July 17, 1998 - March 17, 1999
FIS SECURITIES, INC.
May 23, 1996 - December 4, 1997
HORNOR, TOWNSEND & KENT, LLC
January 30, 1996 - May 31, 1996
INVESTORS CAPITAL CORP.
December 3, 1993 - October 3, 1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
December 3, 1993 - October 3, 1995
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KALOS CAPITAL, INC.
CRD#: 44337 / SEC#: , 8-50630
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KALOS FINANCIAL, INC. | OWNER | |
| WILDERMUTH, CAROL JEAN | CEO, CFO, CCO | 1555730 |
Disclosures
| Regulatory Event | 3 |
| Financial | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
