Jeffrey S. Link
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Sanford Link, who also goes by Jeffrey S Link, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1993. Jeffrey had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 1999 - February 4, 2021
INVEMED ASSOCIATES LLC
January 21, 1997 - October 22, 1999
BREAN MURRAY & CO., INC.
January 7, 1997 - January 28, 1997
JACKSON PARTNERS & ASSOCIATES, INC.
January 28, 1995 - November 20, 1995
UBS FINANCIAL SERVICES INC.
December 22, 1993 - January 28, 1995
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
INVEMED ASSOCIATES LLC
CRD#: 6728 / SEC#: , 8-18082
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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