Stephen J. Church

PISCATAQUA RESEARCH

PORTSMOUTH, NH 03801

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CRD#: 2417452

Professional summary

Stephen J Church is a registered financial advisor currently at PISCATAQUA RESEARCH INC. located in Portsmouth, New Hampshire.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Stephen has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen J Church's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 8, 1994 - Present

PISCATAQUA RESEARCH INC.

Office #1: 1 New Hampshire Avenue Suite 125, Portsmouth, NH 03801

RIA

CRD#: 110617

PORTSMOUTH, NH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(7/8/1994)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/14/1993

Uniform Investment Adviser Law Examination

Current Firm

PISCATAQUA RESEARCH INC.

CRD#: 110617 / SEC#: 801-44864

RIA

Registered Investment Advisory firm - (4/27/2012 Terminated)

New Hampshire

Registered Investment Advisory firm - (4/4/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1 New Hampshire Avenue Suite 125, Portsmouth, NH 03801

Mailing Address

Phone number

(603) 431-7872

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Stephen J. Church

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen J Church's CRS (Customer Relationship Summary).

Certified licenses

Experience

PISCATAQUA RESEARCH INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/14/1993

Current Firm

PISCATAQUA RESEARCH INC.

Contact information

Documents

Red Flags

Company Information

PISCATAQUA RESEARCH INC.

TRUST BUT VERIFY

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