Robert E. Micone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Edward Micone was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1993. Robert had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2004 - January 9, 2020
APPLIED FINANCIAL PLANNING, INC.
January 30, 2001 - December 12, 2019
LPL FINANCIAL LLC
September 21, 2000 - September 28, 2000
SECURITIES AMERICA, INC.
September 21, 2000 - December 12, 2019
LPL FINANCIAL LLC
August 18, 1997 - October 9, 2000
STANDARD INVESTMENT CHARTERED INCORPORATED
December 7, 1995 - August 8, 1997
DONALD & CO. SECURITIES INC.
April 12, 1995 - December 13, 1995
FINANCE 500, INC.
December 6, 1993 - May 18, 1995
ROBERT SCOTT SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
APPLIED FINANCIAL PLANNING, INC.
CRD#: 136834 / SEC#:
Contact information
Red Flags
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