Jeffrey M. Fatt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Martin Fatt was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1994. Jeffrey had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2014 - August 18, 2015
MML DISTRIBUTORS, LLC
September 23, 2004 - April 11, 2012
EDELMAN FINANCIAL ENGINES
February 10, 2004 - August 9, 2004
NATIONWIDE SECURITIES, LLC
January 13, 2003 - June 5, 2003
PRINCIPAL SECURITIES, INC.
January 30, 2001 - November 29, 2002
VANGUARD MARKETING CORPORATION
April 28, 1999 - January 24, 2001
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 20, 1998 - April 6, 1999
THE ADVISORS GROUP, INC.
December 22, 1997 - January 9, 1998
CENTEX SECURITIES, INCORPORATED
September 20, 1997 - October 15, 1997
CHARLES SCHWAB & CO., INC.
April 1, 1997 - August 12, 1997
WELLS FARGO CLEARING SERVICES, LLC
January 11, 1996 - May 6, 1997
MORGAN STANLEY DW INC.
November 3, 1994 - January 3, 1996
JOSEPH CHARLES & ASSOC., INC.
June 17, 1994 - November 17, 1994
MONTANO SECURITIES CORPORATION
January 20, 1994 - June 15, 1994
ADVANTAGE CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MML DISTRIBUTORS, LLC
CRD#: 38030 / SEC#: , 8-48203
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | MEMBER | |
| BAGGETTA, VINCENT COSIMO | CHIEF RISK OFFICER | 2431743 |
| DUCH III, EDWARD KARL | CHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT | 4808341 |
| MASSMUTUAL HOLDING LLC | MEMBER | |
| PUHALA, JAMES | CHIEF COMPLIANCE OFFICER | 5290483 |
| RISPOLI, FRANK JOSEPH | CHIEF FINANCIAL OFFICER AND TREASURER | 4364402 |
| STEELE, DOUGLAS ROBERT | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 5026710 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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