Andrew N. Macken

7TWO

Dedham, MA 02026

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CRD#: 2417288

Professional summary

Andrew Nelson Macken is a registered financial advisor currently at 7TWO located in Dedham, Massachusetts.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Andrew has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) On a temporary and transitional basis, Mr. Macken is dually-registered as an Investment Advisor Representative with SevenTwo, LLC and as an investment Advisor Representative with Baldwin Brothers, Inc. 2) NAME OF OBA: ADDEPAR; ADDRESS OF OBA: 787 Castro St. Mountain View, CA 94041 NATURE: FINANCIAL TECHNOLOGY FIRM; INVESTMENT RELATED: NO; RELATIONSHIP WITH OBA: ADVISOR; DUTIES (BRIEF DESCRIPTION): ADVISES ON BUSINESS AND GROWTH STRATEGIES FOR THE FIRM; START DATE (MM/DD/YYYY): 2012; APPROX. NUMBER OF HOURS/MONTH: 3; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS:0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Nelson Macken's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 26, 2024 - Present

7TWO

Office #1: 770 Legacy Place Floor 2, Dedham, MA 02026Office #2: 100 Fillmore Street 5th Floor, Denver, CO 80206

RIA

CRD#: 328900

Dedham, MA

Past

November 7, 2017 - July 18, 2024

BALDWIN WEALTH PARTNERS, LLC

RIA

CRD#: 105343

MARION, MA

Past

December 8, 2014 - October 2, 2017

COTTAGE STREET ADVISORS

RIA

CRD#: 173487

MARION, MA

Past

January 31, 2014 - November 4, 2014

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

FALL RIVER, MA

Past

March 13, 2013 - November 4, 2014

OPPENHEIMER & CO. INC.

CRD#: 249

FALL RIVER, MA

Past

September 9, 2004 - January 19, 2012

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

March 5, 1999 - September 8, 2004

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Past

August 7, 1997 - February 10, 1999

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

JERSEY CITY, NJ

Past

September 25, 1995 - July 14, 1997

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Past

October 29, 1993 - September 25, 1995

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

7TWO

CRD#: 328900 / SEC#: 801-129353

RIA

Registered Investment Advisory firm - (1/17/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(1/26/2024)

IAR

Texas
(7/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/30/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/16/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/4/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/28/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/28/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

7TWO

CRD#: 328900 / SEC#: 801-129353

RIA

Registered Investment Advisory firm - (1/17/2024 Approved)

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Contact information

Main Address

100 Fillmore Street 5th Floor, Denver, CO 80206

Mailing Address

Phone number

(720) 477-7274

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (6/10/2025)

Regulatory assets under management

Total Number of Accounts	170
AUM (Assets Under Management)	$ 142,280,777

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew N. Macken

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Nelson Macken's CRS (Customer Relationship Summary).

Certified licenses

Experience

BALDWIN WEALTH PARTNERS, LLC

COTTAGE STREET ADVISORS

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

GOLDMAN SACHS & CO. LLC

FIDELITY DISTRIBUTORS COMPANY LLC

COREBRIDGE CAPITAL SERVICES, INC.

FIDELITY DISTRIBUTORS COMPANY LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

7TWO

State Registrations and Notice Filings

Exams

Series 65

Date: 1/30/2014

Series 63

Date: 12/16/1993

SIE

Date: 11/4/2014

Series 7

Date: 4/28/1994

Series 6

Date: 10/28/1993

Current Firm

7TWO

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

7TWO

TRUST BUT VERIFY

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