Ronald W. Roge
R.W. ROGE & COMPANY,
Naples, FL 34108
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CRD#: 2417205
Professional summary
Ronald William Roge, CFP®, who also goes by Ronald Roge, is a registered financial advisor currently at R.W. ROGE & COMPANY, INC located in Naples, Florida.
Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Ronald has worked at 1 firm and has passed the Series 65 and Series 2 exams.
Biography
In May 2006, Investment Advisor magazine chose Ron Roge to head up the list of the 25 Most Influential People in and around the Financial Services Profession. Bloomberg Wealth Manager has selected Mr. Roge as one of Bloomberg’s Top Wealth Managers in their July/August 2005 issue. Robb Report -- Worth magazine chose Mr. Roge as one of the Nation’s 100 Most Exclusive Wealth Advisors in October 2004. Medical Economics magazine said he is one of The 150 Best Financial Advisors for Doctors in November 2008. The Guide to America’s Top Financial Planners chose Mr. Roge as one of America’s Top Financial Planners in October 2006. He is also the author of the newly released book “The Banker and the Fisherman -- Lessons in Life, Wealth and Happiness in the 21st Century.”
Question & Answer
What are your service offerings?
Employee and Employer Plan Ben...
Retirement Planning
Comprehensive Financial Planni...
Tax Planning
Small Business Planning
Estate Planning
Insurance Planning
Business Succession Planning
Investment Planning
Do you have an area of expertise or specialization?
Estate & Generational Planning...
High Net Worth Client Needs
Investment Advice with Ongoing...
Retirement Plan Investment Adv...
Tax Planning
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
Ronald Roge
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Ronald William Roge's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1989
Experience
Current
January 22, 2015 - Present
R.W. ROGE & COMPANY, INC
Office #1: 999 Vanderbilt Beach Road Suite 200, Naples, FL 34108RIA
CRD#: 104645
Naples, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
R.W. ROGE & COMPANY, INC
R. W. ROGE & COMPANY, INC | R.W. ROGE & COMPANY, INC | R. W. ROGE & COMPANY, INC.
CRD#: 104645 / SEC#: 801-28012
RIA
Registered Investment Advisory firm - (9/26/1986 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(3/24/2021)
IAR
New York(3/9/2021)
IAR
Texas(8/17/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 2
Date: 10/9/1995
Non-Member General Securities ExaminationCurrent Firm
R.W. ROGE & COMPANY, INC
R. W. ROGE & COMPANY, INC | R.W. ROGE & COMPANY, INC | R. W. ROGE & COMPANY, INC.
CRD#: 104645 / SEC#: 801-28012
RIA
Registered Investment Advisory firm - (9/26/1986 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Corporate Drive Suite 101, Bohemia, NY 11716
Mailing Address
Phone number
(631) 218-0077
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 787 |
| AUM (Assets Under Management) | $ 365,053,265 |
Red Flags
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