Behnam Javaheri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Behnam Javaheri, who also goes by Ben Javaheri, was a registered financial professional .
Behnam is a previously registered financial professional and started their career in finance in 1994. Behnam had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2014 - December 31, 2016
INOVEST WEALTH MANAGEMENT, LLC
November 13, 2008 - December 21, 2012
CETERA ADVISORS LLC
January 1, 2004 - November 11, 2008
CETERA ADVISORS LLC
January 1, 2004 - December 21, 2012
CETERA ADVISORS LLC
May 10, 1999 - January 1, 2004
VESTAX SECURITIES CORPORATION
March 11, 1999 - January 1, 2004
VESTAX SECURITIES CORPORATION
July 6, 1994 - March 15, 1999
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
July 6, 1994 - March 15, 1999
OSAIC FA, INC.
January 11, 1994 - July 6, 1994
METROPOLITAN LIFE INSURANCE COMPANY
January 11, 1994 - July 6, 1994
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INOVEST WEALTH MANAGEMENT, LLC
CRD#: 147229 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
