Carl E. Reichardt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carl Edwin Reichardt JR., who also goes by Carl Edwin Reichardt Jr, Carl Edwin Reicharot Jr, was a registered financial professional .
Carl is a previously registered financial professional and started their career in finance in 1994. Carl had worked at 5 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2016 - July 3, 2025
BTIG, LLC
July 1, 2003 - July 22, 2011
WELLS FARGO SECURITIES, LLC
May 29, 2003 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
November 29, 2000 - May 15, 2003
BANC OF AMERICA SECURITIES LLC
January 4, 1994 - January 14, 1997
MONTGOMERY SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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