Timothy N. Deery

ADARE ASSET MANAGEMENT

Lancaster, PA 17601

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CRD#: 2417070

Professional summary

Timothy Neil Deery, who also goes by Timothy N Deery, is a registered financial advisor currently at ADARE ASSET MANAGEMENT, LLC located in Lancaster, Pennsylvania.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Timothy has worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Timothy N Deery

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Neil Deery's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 9, 2009 - Present

ADARE ASSET MANAGEMENT, LLC

Office #1: 1853 William Penn Way Suite 14, Lancaster, PA 17601

RIA

CRD#: 152471

Lancaster, PA

Past

December 17, 2008 - December 9, 2009

DEARDEN, MAGUIRE, WEAVER & BARRETT, LLC

RIA

CRD#: 111478

WEST CONSHOHOCKEN, PA

Past

October 24, 2006 - February 5, 2008

HAZLETT, BURT & WATSON, INC.

RIA

CRD#: 396

LANCASTER, PA

Past

August 30, 2006 - February 5, 2008

HAZLETT, BURT & WATSON, INC.

CRD#: 396

LANCASTER, PA

Past

January 7, 2002 - June 6, 2005

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ST. CLOUD, MN

Past

March 16, 1999 - February 11, 2000

ALLFIRST BROKERAGE CORPORATION

CRD#: 17531

BALTIMORE, MD

Past

January 20, 1999 - February 24, 1999

TUCKER ANTHONY INCORPORATED

CRD#: 837

BOSTON, MA

Past

October 23, 1997 - January 26, 1999

HOPPER SOLIDAY & CO., INC.

CRD#: 20838

LANCASTER, PA

Past

October 1, 1997 - October 23, 1997

KEYSTONE BROKERAGE, LLC

CRD#: 17445

WILLIAMSPORT, PA

Past

November 7, 1994 - October 1, 1997

HOPPER SOLIDAY & CO., INC.

CRD#: 20838

LANCASTER, PA

Past

February 9, 1994 - August 23, 1994

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADARE ASSET MANAGEMENT, LLC

CRD#: 152471 / SEC#: 801-124714

RIA

Registered Investment Advisory firm - (4/22/2022 Approved)

Pennsylvania

Registered Investment Advisory firm - (5/18/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(12/9/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/23/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/16/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/8/1994

General Securities Representative Examination

Current Firm

ADARE ASSET MANAGEMENT, LLC

CRD#: 152471 / SEC#: 801-124714

RIA

Registered Investment Advisory firm - (4/22/2022 Approved)

Pennsylvania

Registered Investment Advisory firm - (5/18/2022 Terminated)

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Contact information

Main Address

1853 William Penn Way Suite 14, Lancaster, PA 17601

Mailing Address

Phone number

(717) 435-9386

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A FORM - ADARE ASSET MANAGEMENT BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts	221
AUM (Assets Under Management)	$ 150,121,088

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy N. Deery

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Neil Deery's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEARDEN, MAGUIRE, WEAVER & BARRETT, LLC

HAZLETT, BURT & WATSON, INC.

HAZLETT, BURT & WATSON, INC.

CETERA INVESTMENT SERVICES LLC

ALLFIRST BROKERAGE CORPORATION

TUCKER ANTHONY INCORPORATED

HOPPER SOLIDAY & CO., INC.

KEYSTONE BROKERAGE, LLC

HOPPER SOLIDAY & CO., INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

ADARE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/23/2006

Series 63

Date: 2/16/1994

Series 7

Date: 2/8/1994

Current Firm

ADARE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADARE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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