Gregg Brian Weiss | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gregg Brian Weiss was a registered financial professional .

Gregg is a previously registered financial professional and started their career in finance in 1996. Gregg had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)INVESTMENT ADVISOR REP AT COASTAL INVESTMENT ADVISORS, INC., LOCATED AT 1201 N. ORANGE ST., STE. 729, WILMINGTON, DE 19801. OFFERS FEE BASED ADVISORY SERVICES WITH FEE BASED COMPENSATION. 20 HOURS A WEEK/ DURING TRADING HOURS. (2) LIFE INSURANCE AGENT FOR FIXED INSURANCE PRODUCTS. COMMISSION BASED COMPENSATION. 3-5 HOURS A WEEK/DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 30, 2017 - January 18, 2023

REALTA INVESTMENT ADVISORS, INC

RIA

CRD#: 134952

Delray Beach, FL

Past

October 21, 2016 - January 18, 2023

REALTA EQUITIES, INC.

BD

CRD#: 23769

Boca Raton, FL

Past

August 25, 2010 - August 31, 2016

MORGAN STANLEY

RIA

CRD#: 149777

DELRAY BEACH, FL

Past

July 16, 2010 - August 31, 2016

MORGAN STANLEY

BD

CRD#: 149777

DELRAY BEACH, FL

Past

October 23, 2006 - July 26, 2010

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

BOCA RATON, FL

Past

February 10, 2006 - July 26, 2010

RAYMOND JAMES & ASSOCIATES, INC.

BD

CRD#: 705

BOCA RATON, FL

Past

June 13, 2000 - March 6, 2006

JANNEY MONTGOMERY SCOTT LLC

BD

CRD#: 463

PHILADELPHIA, PA

Past

March 5, 1996 - June 15, 2000

PRUDENTIAL EQUITY GROUP, LLC

BD

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RI

REALTA INVESTMENT ADVISORS, INC

CRD#: 134952 / SEC#: 801-68000

RIA

Registered Investment Advisory firm - (6/6/2007 Approved)

New Jersey

Registered Investment Advisory firm - (6/11/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/27/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/18/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 3/22/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 31

Date: 8/2/2007

Futures Managed Funds Examination

General Industry/Product Exam

RR

Series 7

Date: 3/4/1996

General Securities Representative Examination

Current Firm

RI

REALTA INVESTMENT ADVISORS, INC

CRD#: 134952 / SEC#: 801-68000

RIA

Registered Investment Advisory firm - (6/6/2007 Approved)

New Jersey

Registered Investment Advisory firm - (6/11/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/27/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1201 N. Orange Street Suite 729, Wilmington, DE 19801

Mailing Address

Phone number

(888) 657-5200

Established

Firm type

Fiscal year end

# of Employees

64

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE 3.21.2025 (3/31/2025)

ADV II 3.21.2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,958
AUM (Assets Under Management)	$ 343,465,487

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregg B. Weiss

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

REALTA EQUITIES, INC.

MORGAN STANLEY

MORGAN STANLEY

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

JANNEY MONTGOMERY SCOTT LLC

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

REALTA INVESTMENT ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/18/2006

Series 63

Date: 3/22/1996

SIE

Date: 10/1/2018

Series 31

Date: 8/2/2007

Series 7

Date: 3/4/1996

Current Firm

REALTA INVESTMENT ADVISORS, INC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REALTA INVESTMENT ADVISORS, INC

TRUST BUT VERIFY

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