SM
Shannon T. Maloney
WELLTH ADVISORY SERVICES
Northville, MI 48168
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CRD#: 2416911
SM
Professional summary
Shannon T Maloney, who also goes by Shannon Tracey Maloney, Shannon Tracey Murphy, is a registered financial advisor currently at WELLTH ADVISORY SERVICES, LLC located in Northville, Michigan.
Shannon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Shannon has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shannon Tracey Maloney | Shannon Tracey Murphy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Strategic Retirement Partners Investment Related: Yes Address: 39111 West 6 Mile Road Livonia MI 48152 Nature of Business: DBA name for WELLth Advisory Services, LLC.Position, Title or Relationship: Director, Defined Benefit and ESOP Plans Start Date: 5/1/2015 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: Review of DB and ESOP plansHelping retirement plans- specifically Defined Benefit plan and Employer Stock Ownership Plans with Fiduciary Governance, Investment Consulting, Participant Education, Vendor Oversight and Issue resolution. Name: Given to Fly, LLC Investment Related: No. Address: 25434 Prairiewood Lane Shorewood IL 60404 Nature of Business: Business Entity For Tax/Investment Purposes Only.Title or Relationship: Member. Start Date: 1/17/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Review and evaluate investment opportunitiesBusiness Name: SRP Advisory Services LLC Investment Related: Yes Address: 25434 Prairiewood Lane Shorewood IL 60404 Nature of Business: Investment Advisory services through an independent outside RIA Position, Title or Relationship: Member Start Date: 2/15/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Shareholder
CRS (Client Relationship Summary) - RIA
Click below to view Shannon T Maloney's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 28, 2024 - Present
WELLTH ADVISORY SERVICES, LLC
Office #1: 18600 Northville Road Suite 275, Northville, MI 48168RIA
CRD#: 330537
Northville, MI
Past
April 1, 2019 - July 5, 2024
GLOBAL RETIREMENT PARTNERS LLC
RIA
CRD#: 172011
Northville, MI
Past
April 25, 2016 - April 1, 2019
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Northville, MI
Past
September 2, 2015 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
Northville, MI
Past
August 20, 2014 - July 18, 2016
WEALTHSPIRE RETIREMENT ADVISORY
RIA
CRD#: 121254
LIVONIA, MI
Past
August 13, 2014 - April 1, 2019
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Northville, MI
Past
July 29, 2013 - August 6, 2014
FINANCIAL TELESIS INC
RIA
CRD#: 31012
LIVONIA, MI
Past
May 14, 2012 - August 6, 2014
FINANCIAL TELESIS INC
BD
CRD#: 31012
LIVONIA, MI
Past
July 2, 2003 - April 5, 2011
TRANSAMERICA INVESTORS SECURITIES, LLC
BD
CRD#: 32205
BINGHAM FARMS, MI
Past
March 10, 2000 - October 19, 2001
BLACKROCK EXECUTION SERVICES
BD
CRD#: 39438
NEW YORK, NY
Past
September 11, 1997 - December 17, 1999
TRANSAMERICA INVESTORS SECURITIES, LLC
BD
CRD#: 32205
HARRISON, NY
Past
December 14, 1993 - July 3, 1997
SEI INVESTMENTS DISTRIBUTION CO.
BD
CRD#: 10690
OAKS, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC
CRD#: 330537 / SEC#: 801-130037
RIA
Registered Investment Advisory firm - (4/26/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(6/28/2024)
IAR
Minnesota(6/28/2024)
IAR
New York(6/28/2024)
IAR
Ohio(6/28/2024)
IAR
Oklahoma(6/28/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC
CRD#: 330537 / SEC#: 801-130037
RIA
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Contact information
Main Address
Shorewood, IL
Mailing Address
Phone number
(866) 777-4015
Established
Firm type
Fiscal year end
# of Employees
72
SEC notice filing (44 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,338 |
| AUM (Assets Under Management) | $ 23,574,040,155 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WELLTH ADVISORY SERVICES, LLC
CRD#: 330537Northville, MI 48168TRUST BUT VERIFY
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