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EG

Edward J. Guay

LCT CAPITAL
Austin, TX 78746
Some features on this profile are disabled
CRD#: 2416858
EG

Professional summary

Edward Joseph Guay is a registered financial professional currently at LCT CAPITAL, LLC located in Austin, Texas.

Edward is registered as a RR (Registered Representative) and started their career in finance in 1995. Edward has worked at 7 firms and has passed the Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Edward Joseph Guay's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 27, 2025 - Present

LCT CAPITAL, LLC

Office #1: 80 Pascal Ln, Austin, TX 78746
BD
CRD#: 154233
Austin, TX
Past

April 4, 2025 - September 2, 2025

PETRIE PARTNERS SECURITIES, LLC

BD
CRD#: 131783
DENVER, CO
Past

March 7, 2012 - June 15, 2012

TUDOR PICKERING HOLT & CO ADVISORS LP

BD
CRD#: 158253
DENVER, CO
Past

May 1, 2007 - June 15, 2012

TUDOR, PICKERING, HOLT & CO. SECURITIES, LLC

BD
CRD#: 129772
DENVER, CO
Past

September 29, 1998 - May 17, 2006

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

November 28, 1997 - April 24, 1998

SALOMON BROTHERS INC.

BD
CRD#: 740
NEW YORK, NY
Past

January 24, 1995 - April 24, 1998

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 79TO
Date: 4/4/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/20/2025
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/12/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/20/2005
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

LC
LCT CAPITAL, LLC
LCT CAPITAL, LLC | LCT SECURITIES, LLC

CRD#: 154233 / SEC#: , 8-68620

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
80 Pascal Ln, Austin, TX 78746
Mailing Address
80 Pascal Ln, Austin, TX 78746
Phone number
(512) 291-6038
Established
Delaware since 04/26/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TALARICO, LOUIS CARMINO IIIOWNER, PRESIDENT2663803
CORBETT, JOSHUA HUTCHINSCCO3072135
GOODIN, DIANE MARIEFINOP

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LCT CAPITAL, LLC

CRD#: 154233Austin, TX 78746

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