Jason I. Brown

JPMORGAN DISTRIBUTION SERVICES

New York, NY 10172

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CRD#: 2416800

Professional summary

Jason Ivan Brown, who also goes by Jay Brown, is a registered financial professional currently at JPMORGAN DISTRIBUTION SERVICES, INC. located in New York, New York.

Jason is registered as a RR (Registered Representative) and started their career in finance in 1996. Jason has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jay Brown

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 17, 2013 - Present

JPMORGAN DISTRIBUTION SERVICES, INC.

Office #1: 277 Park Avenue, New York, NY 10172

CRD#: 104234

New York, NY

Past

August 2, 2012 - March 11, 2013

BROWN BROTHERS HARRIMAN & CO.

CRD#: 104487

NEW YORK, NY

Past

March 2, 2005 - August 1, 2012

JPMORGAN DISTRIBUTION SERVICES, INC.

CRD#: 104234

NEW YORK, NY

Past

July 9, 1998 - August 13, 2003

JONES, BYRD, & ATTKISSON, INC.

CRD#: 36268

ATLANTA, GA

Past

July 9, 1998 - February 28, 2005

BISYS SHELF B/D (1), INC.

CRD#: 26501

BOSTON, MA

Past

November 26, 1996 - June 16, 1998

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(4/17/2013)

Exams

State Security Law Exam

Series 63

Date: 7/11/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/25/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/6/1998

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

JPMORGAN DISTRIBUTION SERVICES, INC.

JPMORGAN DISTRIBUTION SERVICES, INC. | ONE GROUP DEALER SERVICES, INC.

CRD#: 104234 / SEC#: , 8-52700

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

1111 Polaris Parkway, Columbus, OH 43240

Mailing Address

1111 Polaris Parkway Mail Code: Oh1-0004, Columbus, OH 43240

Phone number

(201) 595-1958

Established

Delaware since 10/25/1999

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
JPMORGAN ASSET MANAGEMENT HOLDINGS INC.	STOCKHOLDER
BARTA, WENDY KAY	PRESIDENT AND DIRECTOR	2855534
KLOZA, KEVIN	CHIEF COMPLIANCE OFFICER	2188958
LEKSTUTIS, CARMINE	CHIEF LEGAL OFFICER	6990745
LISHER, ANDREA	DIRECTOR	4493750
MACHULSKI, MICHAEL RICHARD	PRINCIPAL FINANCIAL AND OPERATIONS OFFICER AND DIRECTOR	4726972
SANZONE, JOSEPH FRANK	DIRECTOR	6581797

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jason I. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jason Ivan Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROWN BROTHERS HARRIMAN & CO.

JPMORGAN DISTRIBUTION SERVICES, INC.

JONES, BYRD, & ATTKISSON, INC.

BISYS SHELF B/D (1), INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/11/2002

SIE

Date: 10/1/2018

Series 7

Date: 11/25/1996

Series 24

Date: 8/6/1998

FINRA

Current Firm

JPMORGAN DISTRIBUTION SERVICES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

JPMORGAN DISTRIBUTION SERVICES, INC.

TRUST BUT VERIFY

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