Reuben F. Stewart

NAVIGATE WEALTH MANAGEMENT

BIRMINGHAM, AL 35242

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CRD#: 2416784

Professional summary

Reuben Frank Stewart III, who also goes by Ben Stewart III, is a registered financial advisor currently at NAVIGATE WEALTH MANAGEMENT, LLC located in Birmingham, Alabama.

Reuben is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Reuben has worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ben Stewart Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SHIMODA, STEWART & STOREY, LLP, PARTNER, BIRMINGHAM, AL 35226, 80 HRS/MONTH, LAW PRACTICE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Reuben Frank Stewart III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 17, 2021 - Present

NAVIGATE WEALTH MANAGEMENT, LLC

Office #1: 1800 Providence Park Suite 250, Birmingham, AL 35242

RIA

CRD#: 173770

BIRMINGHAM, AL

Past

July 9, 2013 - January 31, 2022

STONEBRIDGE ADVISORS, LLC

RIA

CRD#: 128217

BIRMINGHAM, AL

Past

October 2, 2012 - July 5, 2013

TRUSTEE EMPOWERMENT & PROTECTION, INC.

RIA

CRD#: 108249

BIRMINGHAM, AL

Past

July 12, 2010 - October 2, 2012

STEWART, REUBEN FRANK III

RIA

CRD#: 128286

BIRMINGHAM, AL

Past

December 20, 2006 - July 14, 2008

HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C.

RIA

CRD#: 106454

BIRMINGHAM, AL

Past

June 24, 2005 - April 20, 2006

HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C.

RIA

CRD#: 106454

BIRMINGHAM, AL

Past

January 28, 2004 - June 24, 2005

STEWART, REUBEN FRANK III

RIA

CRD#: 128286

BIRMINGHAM, AL

Past

July 18, 1994 - September 6, 1995

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

February 22, 1994 - July 25, 1994

CBL EQUITIES, INC.

CRD#: 13999

NASHVILLE, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NAVIGATE WEALTH MANAGEMENT, LLC

ABEONA WEALTH | NAVIGATE WEALTH MANAGEMENT, LLC | GRAHS, CARL J

CRD#: 173770 / SEC#: 801-114048

RIA

Registered Investment Advisory firm - (9/26/2018 Approved)

Alabama

Registered Investment Advisory firm - (10/2/2018 Terminated)

Tennessee

Registered Investment Advisory firm - (10/2/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(12/17/2021)

IAR

Texas
(5/10/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/14/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/21/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 2/18/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NAVIGATE WEALTH MANAGEMENT, LLC

ABEONA WEALTH | NAVIGATE WEALTH MANAGEMENT, LLC | GRAHS, CARL J

CRD#: 173770 / SEC#: 801-114048

RIA

Registered Investment Advisory firm - (9/26/2018 Approved)

Alabama

Registered Investment Advisory firm - (10/2/2018 Terminated)

Tennessee

Registered Investment Advisory firm - (10/2/2018 Terminated)

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Contact information

Main Address

One Independence Plaza Suite 816, Birmingham, AL 35209

Mailing Address

Phone number

(205) 224-9500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	776
AUM (Assets Under Management)	$ 354,589,456

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/02/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Reuben F. Stewart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Reuben Frank Stewart III's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEBRIDGE ADVISORS, LLC

TRUSTEE EMPOWERMENT & PROTECTION, INC.

STEWART, REUBEN FRANK III

HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C.

HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C.

STEWART, REUBEN FRANK III

OSAIC FS, INC.

CBL EQUITIES, INC.

Primary Firm SEC Registration

NAVIGATE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/14/2002

Series 63

Date: 1/21/1994

Series 6

Date: 2/18/1994

Current Firm

NAVIGATE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

NAVIGATE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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