Adolph W. Tieppo
Professional summary
Adolph William Tieppo, who also goes by Adolph William Tieppo II, is a registered financial professional currently at THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C. located in Allen Park, Michigan.
Adolph is registered as a RR (Registered Representative) and started their career in finance in 1993. Adolph has worked at 12 firms and has passed the Series 63, Series 52TO, Series 57TO, SIE, Series 55, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adolph William Tieppo's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 7, 2022 - Present
THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.
September 20, 2021 - December 9, 2022
QUINT CAPITAL CORPORATION
December 6, 2011 - September 7, 2021
HOLISTIC BROKERAGE, LLC
May 23, 2006 - January 25, 2012
AMERICAN CLASSIC FINANCIAL COMPANY
August 1, 2005 - May 19, 2006
JW RICHARDS, INC
August 11, 2004 - April 13, 2006
NORTH AMERICAN CLEARING, INC.
May 18, 2004 - July 30, 2004
HAMPTON SECURITIES (USA), INC.
May 7, 2002 - June 22, 2004
MEADOWBROOK SECURITIES INC.
April 25, 2002 - May 7, 2002
MMS SECURITIES, INC.
May 22, 2000 - March 15, 2002
BROADSTONE SECURITIES
January 5, 1995 - July 3, 2000
MEADOWBROOK SECURITIES INC.
May 25, 1994 - December 2, 1994
THE CHICAGO CORPORATION
November 10, 1993 - April 28, 1994
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/8/2022)
(12/13/2022)
(6/14/2024)
(12/11/2022)
(12/8/2022)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/17/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.
CRD#: 41282 / SEC#: , 8-49352
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HALPERT, JEFFREY ROSS | CEO | 2072459 |
| HALPERT, JEFFREY ROSS | PRESIDENT | 2072459 |
| HYNES, EDWARD JAMES JR | MEMBER | 1058397 |
| PASCULLI, ANTHONY GREGORY | MEMBER | 2238324 |
| CHIECO, DAVID ANTHONY | MEMBER | 1563513 |
| FEINSTEIN, GEOFF IRA | MEMBER | 2259310 |
| ALMERINI, LOUIS ACHILLE | FINOP | 1605183 |
| COLARUSSO, GINNY | CCO | 4221362 |
| GARBUS, STEVEN DAVID | MEMBER | 1268525 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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