Scott H. Tominaga
Professional summary
Scott Hitoshi Tominaga was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Scott is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Scott had worked at 3 firms, which includes EMPIRE CAPITAL GROUP LLC, INTL CUSTODY & CLEARING SOLUTIONS INC., PUGLISI & CO..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 1999 - May 14, 2002
EMPIRE CAPITAL GROUP, LLC
February 8, 1999 - August 17, 1999
INTL CUSTODY & CLEARING SOLUTIONS INC.
November 3, 1993 - May 20, 1999
PUGLISI & CO.
State Registrations and Notice Filings
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Exams
Series 55
Date: 3/3/2000
Limited Representative-Equity Trader ExamCurrent Firm
EMPIRE CAPITAL GROUP, LLC
CRD#: 47179 / SEC#: , 8-51674
Contact information
Documents
Disclosures
| Arbitration | 1 |
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