Karen S. Craig
Professional summary
Karen Schorr Craig, who also goes by Karen M Schorr, Karen Marie Schorr, is a registered financial advisor currently at ALPENGLOBAL CAPITAL, LLC located in Venice, California.
Karen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Karen has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Karen Schorr Craig's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 18, 2022 - Present
ALPENGLOBAL CAPITAL, LLC
June 2, 2005 - August 14, 2006
HOULIHAN LOKEY CAPITAL, INC.
Primary Firm SEC Registration
ALPENGLOBAL CAPITAL, LLC
CRD#: 140186 / SEC#: 801-119789
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/18/2022)
Exams
Current Firm
ALPENGLOBAL CAPITAL, LLC
CRD#: 140186 / SEC#: 801-119789
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 281 |
| AUM (Assets Under Management) | $ 169,021,238 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/21/2025 | ||
| 10/06/2023 | ||
| 02/01/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
