Steven P. Henningsen

THE WEALTH CONSERVANCY

BOULDER, CO 80302

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CRD#: 2416247

Professional summary

Steven Peter Henningsen is a registered financial advisor currently at THE WEALTH CONSERVANCY, INC. located in Boulder, Colorado.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Steven has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Peter Henningsen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 25, 2002 - Present

THE WEALTH CONSERVANCY, INC.

Office #1: 2355 Canyon Blvd Suite 204, Boulder, CO 80302

RIA

CRD#: 112024

BOULDER, CO

Past

January 2, 1998 - December 9, 1998

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

July 1, 1994 - January 27, 1998

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

December 13, 1993 - January 27, 1998

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE WEALTH CONSERVANCY, INC.

CRD#: 112024 / SEC#: 801-19008

RIA

Registered Investment Advisory firm - (6/3/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(6/25/2002)

IAR

New Hampshire
(11/14/2024)

IAR

Texas
(12/11/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/14/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/8/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/4/1993

General Securities Representative Examination

Current Firm

THE WEALTH CONSERVANCY, INC.

CRD#: 112024 / SEC#: 801-19008

RIA

Registered Investment Advisory firm - (6/3/1983 Approved)

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Contact information

Main Address

2355 Canyon Blvd Suite 204, Boulder, CO 80302

Mailing Address

Phone number

(303) 444-1919

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (2/1/2025)

FORM ADV PART 2B BROCHURE SUPPLEMENTS - ALL ADVISORY PERSONNEL (2/1/2025)

Regulatory assets under management

Total Number of Accounts	211
AUM (Assets Under Management)	$ 192,112,867

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven P. Henningsen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Peter Henningsen's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE WEALTH CONSERVANCY, INC.

COMMONWEALTH FINANCIAL NETWORK

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

THE WEALTH CONSERVANCY, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/14/1995

Series 63

Date: 11/8/1993

Series 7

Date: 11/4/1993

Current Firm

THE WEALTH CONSERVANCY, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE WEALTH CONSERVANCY, INC.

TRUST BUT VERIFY

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