David Van Osdol
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Van Osdol, CFP®, who also goes by David James Van Osdol, David James Vanosdol, David Van Osdol, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1993. David had worked at 10 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2001
Education
West Virginia University
Bachelor of Business Studies (BBS) - Finance
1993
Experience
March 31, 2025 - April 3, 2026
STRATEGIC ADVISERS LLC
December 16, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
November 17, 2021 - April 3, 2026
FIDELITY BROKERAGE SERVICES LLC
September 5, 2019 - January 25, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
July 16, 2019 - September 4, 2019
CETERA INVESTMENT ADVISERS LLC
May 31, 2019 - September 4, 2019
CETERA FINANCIAL SPECIALISTS LLC
July 23, 1998 - June 2, 2008
CITIGROUP GLOBAL MARKETS INC.
July 30, 1994 - July 20, 1998
CINCINNATI ANALYSTS, INC.
November 22, 1993 - February 7, 1994
METROPOLITAN LIFE INSURANCE COMPANY
November 22, 1993 - February 7, 1994
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/31/2019
General Securities Representative ExaminationCurrent Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
