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WW

William J. Wilson

STONEX FINANCIAL
Stamford, CT 06902
Some features on this profile are disabled
CRD#: 2415846
WW

Professional summary

William Jeremy Rolls Wilson is a registered financial professional currently at STONEX FINANCIAL INC. located in Stamford, Connecticut.

William is registered as a RR (Registered Representative) and started their career in finance in 1993. William has worked at 11 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Jeremy Rolls Wilson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 12, 2022 - Present

STONEX FINANCIAL INC.

Office #1: 850 Canal Street 3rd Floor, Stamford, CT 06902
BD
CRD#: 45993
Stamford, CT
Past

September 8, 2025 - January 29, 2026

THE BENCHMARK COMPANY, LLC

BD
CRD#: 22982
STAMFORD, CT
Past

February 13, 2017 - July 1, 2022

IMPERIAL CAPITAL, LLC

BD
CRD#: 43744
Stamford, CT
Past

October 2, 2014 - February 14, 2017

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
NEW YORK, NY
Past

May 26, 2011 - September 23, 2014

CRT CAPITAL GROUP LLC

BD
CRD#: 28830
STAMFORD, CT
Past

July 20, 2009 - June 9, 2011

COHEN & COMPANY SECURITIES, LLC

BD
CRD#: 149758
NEW YORK, NY
Past

July 19, 2007 - May 28, 2008

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

January 22, 2004 - August 1, 2007

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

January 17, 2003 - January 6, 2004

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

August 14, 1996 - January 17, 2003

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

December 3, 1993 - May 6, 1997

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/12/2022)
RR
Alaska
(7/12/2022)
RR
Arizona
(7/12/2022)
RR
Arkansas
(7/12/2022)
RR
California
(7/12/2022)
RR
Colorado
(7/12/2022)
RR
Connecticut
(7/12/2022)
RR
Delaware
(7/12/2022)
RR
District of Columbia
(7/12/2022)
RR
Florida
(7/12/2022)
RR
Georgia
(7/12/2022)
RR
Hawaii
(7/12/2022)
RR
Idaho
(7/12/2022)
RR
Illinois
(7/12/2022)
RR
Indiana
(7/12/2022)
RR
Iowa
(7/12/2022)
RR
Kansas
(7/12/2022)
RR
Kentucky
(7/12/2022)
RR
Louisiana
(7/12/2022)
RR
Maine
(7/12/2022)
RR
Maryland
(7/12/2022)
RR
Massachusetts
(7/12/2022)
RR
Michigan
(7/12/2022)
RR
Minnesota
(7/12/2022)
RR
Mississippi
(7/12/2022)
RR
Missouri
(7/12/2022)
RR
Montana
(7/12/2022)
RR
Nebraska
(7/12/2022)
RR
Nevada
(7/12/2022)
RR
New Hampshire
(7/12/2022)
RR
New Jersey
(7/12/2022)
RR
New Mexico
(7/12/2022)
RR
New York
(7/12/2022)
RR
North Carolina
(7/12/2022)
RR
North Dakota
(7/12/2022)
RR
Ohio
(7/12/2022)
RR
Oklahoma
(7/12/2022)
RR
Oregon
(7/12/2022)
RR
Pennsylvania
(7/12/2022)
RR
Puerto Rico
(7/12/2022)
RR
Rhode Island
(7/12/2022)
RR
South Carolina
(7/12/2022)
RR
South Dakota
(7/12/2022)
RR
Tennessee
(7/12/2022)
RR
Texas
(7/12/2022)
RR
Utah
(7/12/2022)
RR
Vermont
(7/12/2022)
RR
Virgin Islands
(7/12/2022)
RR
Virginia
(7/12/2022)
RR
Washington
(7/12/2022)
RR
West Virginia
(7/12/2022)
RR
Wisconsin
(7/12/2022)
RR
Wyoming
(7/12/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 12/8/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/2/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/31/2004
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

SF
STONEX FINANCIAL INC.
INTERNATIONAL TRADER ASSOCIATION, INC. | STONEX FINANCIAL INC. | STONEX | INTLTRADER.COM, INC. | INTL TRADING, INC. | INTL FCSTONE SECURITIES INC. | INTL FCSTONE FINANCIAL INC.

CRD#: 45993 / SEC#: , 8-51269

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
329 Park Avenue North Suite 350, Winter Park, FL 32789
Mailing Address
329 Park Avenue North Suite 350, Winter Park, FL 32789
Phone number
(407) 741-5300
Established
Florida since 05/29/1998
Firm type
Corporation
Fiscal year end
September
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STONEX GROUP INC.OWNER
BOLTE, DAVID ALBERTSECRETARY2711410
DAVISON, STUART ANDREWDIRECTOR; CHIEF OPERATING OFFICER7824576
DICIOLLO, ANTHONY JOSEPHPRESIDENT/DIRECTOR/CEO SECURITIES4976402
DUNAWAY, WILLIAM JOHNDIRECTOR, CHIEF FINANCIAL OFFICER6505923
LYON, CHARLES MARTINDIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER4000852
MAURER, MARK LDIRECTOR, CHIEF RISK OFFICER4234406
PORZIO, JOSEPH JOHNFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER1319702
SMITH, PHILIP ANDREWDIRECTOR4999097
SZEKELY, GIGI KLARACHIEF COMPLIANCE OFFICER - BD DIVISION2530826

Disclosures

Regulatory Event76

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STONEX FINANCIAL INC.

CRD#: 45993Stamford, CT 06902

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