Kevin P. Kolson

DBA FAMILY WEALTH LEADERSHIP

IRVINE, CA 92694

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CRD#: 2415841

Professional summary

Kevin Patrick Kolson, CFP®, who also goes by Kevin P Kolson, is a registered financial advisor currently at DBA FAMILY WEALTH LEADERSHIP located in Irvine, California.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Kevin has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin P Kolson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Patrick Kolson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

July 29, 2005 - Present

DBA FAMILY WEALTH LEADERSHIP

Office #1: 2 Venture, Suite 460, Irvine, CA 92694

RIA

CRD#: 111203

IRVINE, CA

Past

January 8, 2009 - April 6, 2009

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

IRVINE, CA

Past

January 8, 2009 - April 3, 2013

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

IRVINE, CA

Past

June 10, 2005 - January 9, 2009

PRIVATE CONSULTING GROUP, INC.

CRD#: 45053

IRVINE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(5/1/2014)

IAR

California
(7/29/2005)

IAR

Texas
(5/17/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/28/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/30/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/9/2005

General Securities Representative Examination

Current Firm

DBA FAMILY WEALTH LEADERSHIP

ADVANTAGE ASSET MANAGEMENT, INC. | DBA FAMILY WEALTH LEADERSHIP | DBA ADVANTAGE FINANCIAL ADVISORY GROUP

CRD#: 111203 / SEC#: 801-60216

RIA

Registered Investment Advisory firm - (7/6/2012 Terminated)

Arizona

Registered Investment Advisory firm - (5/1/2014 Approved)

California

Registered Investment Advisory firm - (5/21/2012 Approved)

Idaho

Registered Investment Advisory firm - (4/18/2024 Terminated)

Michigan

Registered Investment Advisory firm - (2/6/2019 Terminated)

Nevada

Registered Investment Advisory firm - (3/5/2019 Terminated)

Texas

Registered Investment Advisory firm - (3/29/2012 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2 Venture, Suite 460, Irvine, CA 92618

Mailing Address

Phone number

(949) 468-2000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	63
AUM (Assets Under Management)	$ 55,682,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin P. Kolson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Patrick Kolson's CRS (Customer Relationship Summary).

Certified licenses

Experience

DBA FAMILY WEALTH LEADERSHIP

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

PRIVATE CONSULTING GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/28/2005

Series 63

Date: 6/30/2005

Series 7

Date: 6/9/2005

Current Firm

DBA FAMILY WEALTH LEADERSHIP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DBA FAMILY WEALTH LEADERSHIP

TRUST BUT VERIFY

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