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CB

Charles W. Byrge

HARPETH SECURITIES
NASHVILLE, TN 37219-2334
Some features on this profile are disabled
CRD#: 2415716
CB

Professional summary

Charles Webster Byrge II, CFA is a registered financial professional currently at HARPETH SECURITIES, LLC located in Nashville, Tennessee.

Charles is registered as a RR (Registered Representative) and started their career in finance in 1993. Charles has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles Webster Byrge II's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Chartered Financial Analyst

Experience

Current

February 6, 2006 - Present

HARPETH SECURITIES, LLC

Office #1: Financial Center 424 Church Street, Suite 2900, Nashville, TN 37219-2334Office #2: One American Center 3100 West End Avenue - Suite 710, Nashville, TN 37203
BD
CRD#: 109821
NASHVILLE, TN
Past

January 28, 2004 - May 2, 2005

FTN EQUITY CAPITAL MARKETS CORP.

BD
CRD#: 119625
CLEVELAND, OH
Past

June 20, 2001 - July 5, 2005

FHN FINANCIAL SECURITIES CORP.

BD
CRD#: 46346
MEMPHIS, TN
Past

September 30, 1997 - July 2, 2001

TRUIST SECURITIES, INC.

BD
CRD#: 6271
ATLANTA, GA
Past

September 26, 1995 - August 29, 1997

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
MEMPHIS, TN
Past

August 12, 1994 - June 27, 1995

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

December 7, 1993 - August 30, 1994

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
BOSTON, MA
Past

October 18, 1993 - December 8, 1993

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(9/21/2021)
RR
Arizona
(10/29/2025)
RR
California
(4/11/2019)
RR
Connecticut
(8/27/2019)
RR
Florida
(1/12/2024)
RR
Georgia
(8/30/2021)
RR
Illinois
(1/1/2019)
RR
Louisiana
(4/25/2022)
RR
Massachusetts
(9/12/2019)
RR
Ohio
(3/21/2019)
RR
Oklahoma
(9/8/2022)
RR
South Carolina
(6/26/2025)
RR
Tennessee
(3/21/2019)
RR
Texas
(5/24/2024)
RR
Utah
(8/27/2021)
RR
Wyoming
(8/19/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 5/31/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/23/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/12/2000
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

HS
HARPETH SECURITIES, LLC
HARPETH FUND ADVISORS | HARPETH SECURITIES, LLC

CRD#: 109821 / SEC#: , 8-53113

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
One American Center 3100 West End Avenue - Suite 710, Nashville, TN 37203
Mailing Address
One American Center 3100 West End Avenue - Suite 710, Nashville, TN 37203
Phone number
(615) 296-9840
Established
Tennessee since 06/29/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (19 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HARPETH CAPITAL, LLCPARENT ENTITY
BYRGE, CHARLES WEBSTER IICHIEF MANAGER & CHIEF COMPLIANCE OFFICER2415716
DECKER, CHRISTOPHER MARTINCHIEF FINANCIAL OFFICER5131978

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HARPETH SECURITIES, LLC

CRD#: 109821Nashville, TN 37219-2334

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