David M. Gatti

RPG FAMILY WEALTH ADVISORY

Burlington, MA 01803

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CRD#: 2415422

Professional summary

David Michael Gatti is a registered financial advisor currently at RPG FAMILY WEALTH ADVISORY, LLC located in Burlington, Massachusetts and RISK PARADIGM GROUP, LLC located in Burlington, Massachusetts.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. David has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RISK PARADIGM GROUP, LLC, BURLINGTON, MA, NOT INVESTMENT RELATED, PARTNER SINCE 9/2011.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Gatti's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 5, 2011 - Present

RPG FAMILY WEALTH ADVISORY, LLC

Office #1: 25 Burlington Mall Road Suite 404, Burlington, MA 01803

RIA

CRD#: 158528

Burlington, MA

Current

February 14, 2017 - Present

RISK PARADIGM GROUP, LLC

Office #1: 25 Burlington Mall Road Suite 404, Burlington, MA 01803

RIA

CRD#: 155870

Burlington, MA

Past

February 28, 2014 - December 31, 2014

RACE ROCK CAPITAL LLC

CRD#: 153363

BOSTON, MA

Past

June 1, 2009 - October 17, 2011

MORGAN STANLEY

CRD#: 149777

BOSTON, MA

Past

June 28, 1994 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

BOSTON, MA

Past

January 1, 1994 - July 8, 1994

CLAYTON SECURITIES SERVICES, INC.

CRD#: 23768

CLAYTON, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RPG FAMILY WEALTH ADVISORY, LLC

CRD#: 158528 / SEC#: 801-72631

RIA

Registered Investment Advisory firm - (8/3/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(10/5/2011)

IAR

Texas
(10/5/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/9/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/10/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/21/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/27/1993

General Securities Representative Examination

Current Firm

RPG FAMILY WEALTH ADVISORY, LLC

CRD#: 158528 / SEC#: 801-72631

RIA

Registered Investment Advisory firm - (8/3/2011 Approved)

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Contact information

Main Address

25 Burlington Mall Road Suite 404, Burlington, MA 01803

Mailing Address

Phone number

(888) 285-8600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RPG FAMILY WEALTH ADVISORY (FWA) - DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (6/6/2025)

Regulatory assets under management

Total Number of Accounts	1,960
AUM (Assets Under Management)	$ 590,320,074

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David M. Gatti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Gatti's CRS (Customer Relationship Summary).

Certified licenses

Experience

RISK PARADIGM GROUP, LLC

RACE ROCK CAPITAL LLC

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CLAYTON SECURITIES SERVICES, INC.

Primary Firm SEC Registration

RPG FAMILY WEALTH ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/9/1994

Series 63

Date: 1/10/1994

SIE

Date: 12/31/2014

Series 31

Date: 9/21/2009

Series 7

Date: 12/27/1993

Current Firm

RPG FAMILY WEALTH ADVISORY, LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RPG FAMILY WEALTH ADVISORY, LLC

TRUST BUT VERIFY

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