Rupande D. Shethnashrimankar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rupande Dhiren Shethnashrimankar, who also goes by Rupande Dhiren Shethna, Rupa Shrimankar, Rupande Natvarlal Shrimankar, was a registered financial professional .
Rupande is a previously registered financial professional and started their career in finance in 1994. Rupande had worked at 7 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 2004 - August 31, 2004
ARCHER ALEXANDER SECURITIES CORPORATION
August 16, 2001 - February 27, 2002
PAULSON INVESTMENT COMPANY LLC
January 17, 2001 - April 16, 2001
B.B. GRAHAM & COMPANY, INC.
December 21, 1999 - January 19, 2001
STANDARD INVESTMENT CHARTERED INCORPORATED
May 8, 1998 - November 17, 1999
PAULSON INVESTMENT COMPANY LLC
April 4, 1997 - May 15, 1998
WALDRON & CO., INC.
March 24, 1994 - October 26, 1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
March 24, 1994 - October 26, 1995
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
ARCHER ALEXANDER SECURITIES CORPORATION
CRD#: 41555 / SEC#: , 8-49488
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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