Steven T. Foss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Timothy Foss was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1995. Steven had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2020 - June 18, 2025
CENTURION COUNSEL INC
August 28, 2019 - December 31, 2019
CENTURION COUNSEL INC
January 2, 2015 - December 31, 2024
CEROS FINANCIAL SERVICES, INC.
October 20, 2008 - May 17, 2011
IMS SECURITIES, INC.
January 24, 2005 - December 31, 2012
CENTURION INSTITUTIONAL SERVICES, INC.
March 13, 2002 - February 11, 2005
OSAIC WEALTH, INC.
September 28, 2001 - May 17, 2002
CENTURION INSTITUTIONAL SERVICES, INC.
December 15, 1995 - March 13, 2002
PIM FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/21/1999
Limited Representative-Equity Trader ExamCurrent Firm
CENTURION COUNSEL INC
CRD#: 110083 / SEC#: 801-21350
Contact information
Regulatory assets under management
| Total Number of Accounts | 52 |
| AUM (Assets Under Management) | $ 57,357,467 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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