Glenn M. Heelan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn Merritt Heelan was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 1972. Glenn had worked at 7 firms and has passed the Series 63, Series 22, Series 1 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 1984 - April 18, 1988
UNITED CAPITAL FUNDING, INC.
March 2, 1983 - June 7, 1984
FIRST FINANCIAL SECURITIES, INC.
February 23, 1979 - November 26, 1979
WALL STREET WEST, INC.
August 18, 1976 - April 5, 1979
GUARDIAN INVESTOR SERVICES LLC
April 4, 1974 - September 4, 1976
PLA SECURITIES CORPORATION
December 22, 1972 - May 29, 1974
SYMETRA SECURITIES, INC.
May 1, 1972 - December 18, 1972
METROPOLITAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/24/1972
Registered Representative ExaminationCurrent Firm
UNITED CAPITAL FUNDING, INC.
CRD#: 14617 / SEC#: , 8-30946
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
