Christopher A. Corso
Professional summary
Christopher Anthony Corso SR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Christopher is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Christopher had worked at 13 firms, which includes CAC CAPITAL CORP, RICHMARK CAPITAL CORPORATION, PARK SOUTH SECURITIES LLC, MOMENTUM INDEPENDENT NETWORK INC., AUERBACH POLLAK & RICHARDSON INC., AMERICAN FRONTEER FINANCIAL CORPORATION, INSTITUTIONAL EQUITY CORPORATION, NORTHSTAR SECURITIES INC., TEXAKOMA FINANCIAL INC., MURPHEY MARSEILLES SMITH & NAMMACK INC., NATIONAL CLEARING CORP., GAINEY FINANCIAL SERVICES INC., FIRST ASSET MANAGEMENT INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 2004 - January 6, 2007
CAC CAPITAL CORP
January 4, 2003 - June 18, 2004
RICHMARK CAPITAL CORPORATION
July 24, 2002 - December 16, 2002
PARK SOUTH SECURITIES, LLC
February 13, 2001 - June 19, 2002
MOMENTUM INDEPENDENT NETWORK INC.
December 19, 2000 - February 7, 2001
AUERBACH, POLLAK & RICHARDSON INC.
July 27, 2000 - December 19, 2000
AMERICAN FRONTEER FINANCIAL CORPORATION
June 22, 1999 - July 25, 2000
INSTITUTIONAL EQUITY CORPORATION
May 20, 1998 - August 24, 1998
NORTHSTAR SECURITIES, INC.
November 17, 1997 - December 15, 1997
TEXAKOMA FINANCIAL, INC.
January 9, 1997 - April 11, 1997
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC.
October 10, 1994 - January 9, 1997
NATIONAL CLEARING CORP.
April 13, 1994 - September 8, 1994
GAINEY FINANCIAL SERVICES, INC.
February 25, 1994 - April 12, 1994
FIRST ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CAC CAPITAL CORP
CRD#: 15396 / SEC#: , 8-32108
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
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