John R. Kaufman

DAYMARK WEALTH PARTNERS

HERBER CITY, UT

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CRD#: 2414917

Professional summary

John Read Kaufman is a registered financial advisor currently at DAYMARK WEALTH PARTNERS, LLC located in Herber City, Utah.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. John has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. RUSH NEUROBEHAVIORAL CENTER, DIRECTOR, RNBC ADVISORY BOARD MEMBER. MEET APPROX 4 TIMES PER YEAR AND ATTEND ANNUAL GALA EVENT. HOURS PER MONTH: 1* 2. Chicagoland Investors; Investment related Yes; Investment Partnership; Sole Owner (proprietor, partner, officer, director, employee, trustee, agent); Feb 2014; During business hours: 0; After business hours: 1; Collectively make private investment decisions with other partners *400760 - Trust; Trustee/Co-Trustee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); May 2020; During Business Hours: 1; After Business Hours: 0.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Read Kaufman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 21, 2025 - Present

DAYMARK WEALTH PARTNERS, LLC

RIA

CRD#: 320878

HERBER CITY, UT

Past

March 5, 2014 - May 1, 2025

MORGAN STANLEY

RIA

CRD#: 149777

Deerfield, IL

Past

March 5, 2014 - May 1, 2025

MORGAN STANLEY

CRD#: 149777

Deerfield, IL

Past

October 18, 2006 - February 4, 2014

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 111135

CHICAGO, IL

Past

June 18, 2001 - December 31, 2009

MESIROW FINANCIAL, INC.

RIA

CRD#: 2764

CHICAGO, IL

Past

September 15, 1995 - February 4, 2014

MESIROW FINANCIAL, INC.

CRD#: 2764

CHICAGO, IL

Past

August 23, 1994 - September 15, 1995

RODMAN & RENSHAW INC.

CRD#: 724

CHICAGO, IL

Past

October 26, 1993 - August 1, 1994

LASALLE FINANCIAL SERVICES, INC.

CRD#: 20373

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DAYMARK WEALTH PARTNERS, LLC

COMPASS GROUP OF DAYMARK WEALTH PARTNERS | HOFSTETTER BARON GROUP OF DAYMARK WEALTH PARTNERS | DAYMARK WEALTH PARTNERS, LLC

CRD#: 320878 / SEC#: 801-124936

RIA

Registered Investment Advisory firm - (5/2/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/12/2025)

IAR

Utah
(4/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/17/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/21/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/1/1993

General Securities Representative Examination

Current Firm

DAYMARK WEALTH PARTNERS, LLC

COMPASS GROUP OF DAYMARK WEALTH PARTNERS | HOFSTETTER BARON GROUP OF DAYMARK WEALTH PARTNERS | DAYMARK WEALTH PARTNERS, LLC

CRD#: 320878 / SEC#: 801-124936

RIA

Registered Investment Advisory firm - (5/2/2022 Approved)

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Contact information

Main Address

9675 Montgomery Road Ste 201, Cincinnati, OH 45242

Mailing Address

Phone number

(513) 838-2520

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DAYMARK WEALTH PARTNERS - FIRM BROCHURE (10/28/2025)

Regulatory assets under management

Total Number of Accounts	6,073
AUM (Assets Under Management)	$ 3,939,833,944

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John R. Kaufman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Read Kaufman's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

MESIROW FINANCIAL, INC.

MESIROW FINANCIAL, INC.

RODMAN & RENSHAW INC.

LASALLE FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

DAYMARK WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/17/2001

Series 63

Date: 1/21/1994

SIE

Date: 10/1/2018

Series 7

Date: 12/1/1993

Current Firm

DAYMARK WEALTH PARTNERS, LLC

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DAYMARK WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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