Amine Mabsout

OSAIC WEALTH

Orange, CA 92865

Some features on this profile are disabled

CRD#: 2414881

Professional summary

Amine Mabsout, who also goes by Amine Rahif Mabsout, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Orange, California.

Amine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Amine has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Amine Rahif Mabsout

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. AMETRINE FINANCIAL & INSURANCE SERVICES POSITION: Insurance Agent NATURE: Sole Proprietorship, INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/1994 ADDRESS: 1122 E Lincoln Ave, Suite 106, Orange CA 92865, United States DESCRIPTION: Insurance sale 2. ETRINE PROPERTIES LLC POSITION: personal office and rental space in separate suite NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2020 ADDRESS: 1122 E Lincoln Ave, Suite 106, Orange CA 92865, United States DESCRIPTION: owner of personal office where I lease one suite #107 which has separate locking key and entrance from my office suite which is #106 3. AMINE MABSOUT, RENTAL PROPERTIES POSITION: property(s) Management NATURE: sole proprietorship - owned jointly with wife INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/1998 ADDRESS: 1122 E Lincoln Ave, Suite 106, Orange CA 92865, United States DESCRIPTION: personal Condos real estate property 4. AMETRINE WEALTH STRATEGIES,LLC POSITION: Founder & Financial Advisor NATURE: Limited liability Company (LLC) INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 40 START DATE: 02/22/2024 ADDRESS: 1122 E Lincoln Ave Suite 106, Orange CA 92865, United States DESCRIPTION: This DBA is only used for my securities and advisory business through Osaic and for internal income allocation and tax purposes

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amine Mabsout's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Amine Mabsout's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 1, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 1122 E Lincoln Ave Suite 106, Orange, CA 92865

RIA

CRD#: 23131

Orange, CA

Current

September 1, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 1122 E Lincoln Ave Suite 106, Orange, CA 92865

RIA

CRD#: 23131

Orange, CA

Past

January 3, 2022 - September 1, 2023

OSAIC SERVICES, INC.

RIA

CRD#: 133763

ORANGE, CA

Past

January 3, 2022 - September 1, 2023

OSAIC SERVICES, INC.

CRD#: 133763

ORANGE, CA

Past

November 2, 2018 - December 31, 2021

OSAIC WEALTH, INC.

RIA

CRD#: 23131

ORANGE, CA

Past

November 2, 2018 - December 31, 2021

OSAIC WEALTH, INC.

CRD#: 23131

ORANGE, CA

Past

January 24, 2002 - November 2, 2018

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

ORANGE, CA

Past

January 1, 1994 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

January 1, 1994 - November 2, 2018

SIGNATOR INVESTORS, INC.

CRD#: 468

ORANGE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/1/2023)

Arkansas
(9/1/2023)

California
(9/1/2023)

IAR

California
(9/1/2023)

Illinois
(4/16/2025)

Massachusetts
(4/24/2025)

Nevada
(9/1/2023)

New Jersey
(9/1/2023)

New York
(9/1/2023)

Ohio
(9/1/2023)

Oregon
(9/1/2023)

Pennsylvania
(9/1/2023)

Texas
(9/1/2023)

IAR

Texas
(9/3/2024)

Washington
(9/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/27/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/15/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/28/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/27/1993

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kenneth Hickman

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brea, CA

Barton Pearce

PARK AVENUE SECURITIES LLC

IAR

IRVINE, CA

Ryan Gallo

LPL FINANCIAL LLC

IAR

FULLERTON, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Amine Mabsout

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amine Mabsout's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Amine Mabsout's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

SIGNATOR INVESTORS, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/27/1999

Series 63

Date: 11/15/1993

SIE

Date: 10/1/2018

Series 7

Date: 11/28/2001

Series 6

Date: 12/27/1993

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

Similar Advisors