Hartley D. Blaha
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hartley Dale Blaha JR, who also goes by Buddy Blaha, Hartley Dale Jr Blaha, was a registered financial professional .
Hartley is a previously registered financial professional and started their career in finance in 1994. Hartley had worked at 2 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2013 - June 8, 2017
US ARMA PARTNERS LP
August 31, 1994 - October 14, 2003
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
US ARMA PARTNERS LP
CRD#: 136024 / SEC#: , 8-66964
Contact information
FINRA licenses (8 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GUELY, PAUL-NOEL RAYMOND | LIMITED PARTNER | 4237292 |
| LAWSON-SMITH, ANDREW ERIC | LIMITED PARTNER | 5837597 |
| MEEHAN, JOHN F | LIMITED PARTNER | 4225554 |
| SUNDERRAMAN, VARUN | LIMITED PARTNER | 6577183 |
| WELLS, THOMAS GEORGE | LIMITED PARTNER | 5837596 |
| ARMA PARTNERS, LLC | GENERAL PARTNER | |
| PATEL, PRATIK MUKUND | CEO, MANAGING DIRECTOR | 4544022 |
| SMITH, EDWARD MERRILL | CCO/CFO/FINOP | 3143679 |
Red Flags
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