Philippe M. Buhannic
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philippe Marc Buhannic, who also goes by Philippe Buhannic, was a registered financial professional .
Philippe is a previously registered financial professional and started their career in finance in 1995. Philippe had worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2018 - April 7, 2021
ARKONIS CAPITAL LLC
June 11, 2008 - August 17, 2016
TS IMAGINE BROKERAGE SERVICES, LLC
May 28, 2004 - February 24, 2006
SGI, LLC
December 4, 2001 - May 28, 2002
TRADINGSCREEN INC.
March 9, 1995 - June 1, 2000
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
ARKONIS CAPITAL LLC
CRD#: 147798 / SEC#: , 8-67928
Contact information
FINRA licenses (41 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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