Janis R. Bevivino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janis Rose Bevivino, who also goes by Janis R Bevivino, Janis B Peterson, was a registered financial professional .
Janis is a previously registered financial professional and started their career in finance in 1993. Janis had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2006 - September 10, 2007
NEWALLIANCE INVESTMENTS, INC.
February 2, 2004 - March 31, 2004
LLOYD, SCOTT & VALENTI, LTD.
April 17, 2001 - April 17, 2001
SUNAMERICA SECURITIES, INC.
April 17, 2001 - December 17, 2003
LLOYD, SCOTT & VALENTI, LTD.
May 2, 2000 - June 14, 2000
H.C.WAINWRIGHT & CO., LLC
November 17, 1998 - April 26, 2000
TRADESTATION SECURITIES, INC.
June 29, 1998 - November 23, 1998
HAMBRECHT & QUIST LLC
May 3, 1996 - June 19, 1998
GLEACHER & COMPANY SECURITIES, INC.
September 27, 1994 - March 27, 1996
UBS FINANCIAL SERVICES INC.
November 12, 1993 - August 25, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEWALLIANCE INVESTMENTS, INC.
CRD#: 126880 / SEC#: , 8-65924
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
