CH
Chappell H. Hill
STIFEL, NICOLAUS & COMPANY
MONTGOMERY, AL 36104
Some features on this profile are disabled
CRD#: 2414710
CH
Professional summary
Chappell Henry Lipscomb Hill, who also goes by Chappell Hill, is a registered financial advisor currently at STIFEL, NICOLAUS & COMPANY, INCORPORATED located in Montgomery, Alabama.
Chappell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Chappell has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chappell Hill
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Precision Imports Auto Brokers Inc dba Coastal Auto Group; 2325 N McKenzie St, Foley, AL 36535; Automobile Sales; Owner; Accounting; 9/14/1994; 10 hr/Month; Not during securities trading hours; not investment-related. 2. Montgomery Real Estate LLC; 670 South Perry Street, Montgomery, AL 36104; Leased Office Building; Co-Manager; 3/1/2002; 1 hr/qtr; Not during securities trading hours; not investment-related. 3. JC Foley LLC; 7839 Lakeridge Drive Montgomery AL 36117; Real estate LLC that is buying 1 property located at 2255 North McKenzie Street, Foley, AL for rental; joint owner; duties: none other that year end tax reporting; affiliation started 02/29/2016; 1 hr/year; not during securities trading hours; not investment-related. 4. HH&A Investments, LLC; 169 Interstate Drive Greenville AL 36037; Auto Dealer - acquire, own, and lease a property occupied by Greenville Chevrolet to Greenville Chevrolet; 1/3/interest in the dealership; reviews books monthly; affiliation started 12/30/2016; 2hr/month; not during securities trading hours; investment-related. 5. Ono Island RE; 7839 Lakeridge Drive, Montgomery, AL 36117; Part Owner - Warranty company for car business; reviewing financials; 04/17/2012; 1hr/year; Not during securities trading hours; Not Investment-Related 6. Warranty Solutions; 7125 West Jefferson Ave, Suite 200, Lakewood, CO 80235; Warranty company for Greenville Chevrolet; 06/01/2017; 0.00 Hour(s) Per Year; Not during securities trading hours; Not Investment-Related 7. Rental Property; 648 W Glenn, Auburn, AL 36830; Owner; 07/08/2022; 1 Hour per Month; Not during securities trading hours; Investment-Related. 8. Glennhill QOF LLC; 648 Glenn Avenue, Auburn, AL 36832; apartments to be built and rented; owner; pay bills, collect rent from property manager; 11/17/2022; 1 Hour per Month; Not During Securities Trading Hours; Investment Related. 9. Glennhill LLC; 648 Glenn Avenue, Auburn, AL 36832; Real estate that will have apartments; owner; own and collect rents from property manager; 11/17/2022; 1 Hour per Month; Not During Securities Trading Hours; Investment Related. 10. Rental Property; 29261 Ono Blvd; Orange Beach, AL 36561; Owner; 6/20/23; 1 hr/mo; Not During Securities Trading Hours; Investment Related. 11. HH&A Properties, LLC; 169 Interstate Drive, Greenville, AL 36037; Rental Property; Investor; 12/30/2016; 3 Hours per Year; Not During Securities Trading Hours; Investment-Related. 12. HPM Catoma, LLC; Corner of Molton Street and Catoma Street property, Montgomery, AL 36104; own and lease this piece of real estate; 1/3 Owner; 6/2/2009; 0 Hours per year; Not during securities trading hours; Investment-related. 13. 903 Bell Street LLC; 902 Bell Street, Montgomery, AL 36104; Real Estate; 1/3 Owner; 6/2/2009; 0 hours per year; Not during securities trading hours; Investment-related. 14. ES BLVD LLC; 902 and 910 State Hwy 59S, Summerdale, AL 36580; Own and Lease Real Estate; Owner; 10/8/2010; 1 Hour per Quarter; During securities trading hours; Investment-Related. 15. 648 S Perry Street LLC; 648 South Perry Street, Montgomery, AL 36104; real estate; 50% Owner; Lease Real Estate; 3/1/2002; 1hr/year; Not during securities trading hours; Investment-related. 16. Rental Property; 15721 Bowlegs Reef, Pensacola, FL 32507; Beach rental house; Owner; Own and operate; 5/18/2005; 1hr/qtr; Not during securities trading hours; Investment-Related. 17. Rental Property; 29939 Ono Blvd, Orange beach, AL 36561; Beach rental House; Owner; Own and Rent property; 2/14/2005; 1hr/qtr; Not during securities trading hours; Investment-Related. 18. Real Estate related to ES BLVD LLC; 804 State Hwy 59S, Summerdale, AL 36580; Real Estate; Owner; 4/30/2018; 5 Hr/year; Not during securities trading hours; Investment-related. 19. HAHA Investments LLC; 230 Interstate Drive Greenville, AL 36037; Chrysler Dodge Jeep Ram Dealership; co owner; High level strategic decisions; 01/01/2019; 2hr/month; Not during trading hrs; Investment-Related
CRS (Client Relationship Summary) - RIA
Click below to view Chappell Henry Lipscomb Hill's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Chappell Henry Lipscomb Hill's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 7, 2015 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: 670 South Perry Street Pob 750, Montgomery, AL 36104RIA
BD
CRD#: 793
MONTGOMERY, AL
Current
July 7, 2015 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: 670 South Perry Street Pob 750, Montgomery, AL 36104RIA
BD
CRD#: 793
MONTGOMERY, AL
Past
March 11, 2005 - December 15, 2005
STERNE, AGEE & LEACH, INC.
RIA
CRD#: 791
MONTGOMERY, AL
Past
March 11, 2005 - July 7, 2015
INTL ADVISORY CONSULTANTS INC.
RIA
CRD#: 130888
BIRMINGHAM, AL
Past
January 18, 1994 - July 7, 2015
STERNE, AGEE & LEACH, INC.
BD
CRD#: 791
MONTGOMERY, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS
CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/7/2015)
IAR
Alabama(7/7/2015)
RR
Alaska(10/10/2024)
RR
Arkansas(1/9/2018)
RR
California(7/7/2015)
RR
Colorado(7/7/2015)
RR
Connecticut(7/22/2022)
RR
Florida(7/7/2015)
RR
Georgia(7/7/2015)
RR
Illinois(7/7/2015)
RR
Kansas(4/27/2020)
RR
Kentucky(5/7/2018)
RR
Louisiana(7/7/2015)
RR
Maryland(10/19/2016)
RR
Mississippi(7/7/2015)
RR
Missouri(1/10/2024)
RR
New York(7/7/2015)
RR
North Carolina(7/7/2015)
RR
North Dakota(12/11/2024)
RR
Oregon(6/4/2024)
RR
Pennsylvania(7/7/2015)
RR
Tennessee(7/7/2015)
RR
Texas(7/7/2015)
IAR
Texas(11/12/2015)
RR
Virginia(7/7/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 2/22/1999
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS
CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
501 North Broadway, St Louis, MO 63102
Mailing Address
501 North Broadway, St. Louis, MO 63102
Phone number
(314) 342-2000
Established
Missouri since 02/20/1900
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
6,464
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STIFEL FINANCIAL CORP. | SHAREHOLDER | |
| AYD, PAUL JOSEPH | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 2963853 |
| BRIGHT, GEOFFREY CLYDE JR | CHIEF COMPLIANCE OFFICER - PRIVATE CLIENT GROUP | 4696103 |
| BROOKS, PATRICK RODGERS | ROSFP - CAPITAL MARKETS | 2223412 |
| DODSON, CHARLES EDWARD | CCO ADVISORY SERVICES | 1744430 |
| FISHER, MARK PHILIP | GENERAL COUNSEL, SECRETARY | 4970942 |
| HYDE, GINA ELIZABETH | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 2812751 |
| KRUSZEWSKI, RONALD JAMES | PRESIDENT, CHIEF EXECUTIVE OFFICE & CHAIRMAN OF THE BOARD | 1434827 |
| MELINGER, ADAM SCOTT | ROSFP - PCG | 2373020 |
| NOLL, DOUGLAS WAYNE | PRINCIPAL OPERATIONS OFFICER | 1614129 |
| RAYMOND, CHARLES BRADFORD GREEN | CO-HEAD GLOBAL INSTITUTIONAL EQUITIES & ADVISORY | 2796106 |
| SCHRICK, FREDERICK RICHARD | PRINCIPAL FINANCIAL OFFICER | 5636488 |
| SLINEY, DAVID DEAN | SENIOR VICE PRESIDENT & DIRECTOR | 2276514 |
| ZEMLYAK, JAMES MARK | EXECUTIVE VICE PRESIDENT & DIRECTOR | 1586132 |
Regulatory assets under management
| Total Number of Accounts | 368,405 |
| AUM (Assets Under Management) | $ 171,209,609,487 |
Disclosures
| Regulatory Event | 168 |
| Civil Event | 2 |
| Arbitration | 60 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/18/2024 | ||
| 12/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
