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Bradley Scott Downard

SECURITY DISTRIBUTORS
TOPEKA, KS
·CRD# 2414667·32 years experience

Professional Summary

Bradley Scott Downard, who also goes by Brad Scott Downard, is a registered financial advisor currently at SECURITY DISTRIBUTORS located in Topeka, Kansas. Bradley is registered as a RR (Registered Representative) and started their career in finance in 1994. Bradley has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Brad Scott Downard

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

SECURITY DISTRIBUTORS·CRD# 3336
BD
One Security Benefit Place, Topeka, KS 66636-0001
November 11, 2010 - Present
GUGGENHEIM DISTRIBUTORS, LLC·CRD# 40805
BD
Topeka, KS
October 16, 2009 - December 21, 2010
SECURITY DISTRIBUTORS·CRD# 3336
BD
Topeka, KS
May 18, 1998 - December 4, 2009
EDWARD JONES·CRD# 250
BD
St. Louis, MO
September 22, 1994 - May 18, 1995

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Current Firm

SD
SECURITY DISTRIBUTORS

SECURITY DISTRIBUTORS | SECURITY DISTRIBUTORS, LLC | SECURITY DISTRIBUTORS, INC.

CRD#: 3336 / SEC#: 8-10781
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

One Security Benefit Place, Topeka, KS 66636-0001

Mailing Address

One Security Benefit Place, Topeka, KS 66636

Phone Number

(785) 438-3000

Established

Kansas since 03/06/1962

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SECURITY BENEFIT LIFE INSURANCE COMPANYMEMBER—
AULETA, KURT EUGENESENIOR VICE PRESIDENT, SALES MANAGER WEST2463399
BISHOP, COLIN WILLIAMCFO, TREASURER & FINOP7787724
BYRNES, DAVID GERARDPRESIDENT & HEAD OF DISTRIBUTION1318905
CARR, MARK JOSEPHASSISTANT VICE PRESIDENT2833346
GARHART, GREGORY CHRISTOPHERVICE PRESIDENT, CHIEF COMPLIANCE OFFICER & AML CHIEF COMPLIANCE OFFICER5118892
JACQUINOT, JUSTIN ABERSENIOR VICE PRESIDENT, DIRECT RELATIONSHIPS4437252
KILEY, JAMES JSENIOR VICE PRESIDENT, EDUCATION MARKET & AFFILIATES1278905
MAGHINI, MICHAEL THOMASSENIOR VICE PRESIDENT, NATIONAL ACCOUNTS1239692
POLLOCK, ALISON JANELVICE PRESIDENT & SECRETARY6743861
REIDY, MICHAEL KEVINSENIOR VICE PRESIDENT1323936
ROCHA, MATTHEW VINCENTSENIOR VICE PRESIDENT, SALES MANAGER EAST5207062
TALLEN, AARON MARSHALVICE PRESIDENT, INSIDE SALES, 401K AND DEFINED CONTRIBUTIONS4455856
WELLS, RICHARD JAMESSENIOR VICE PRESIDENT2622640
WILEY, DONALD ANDREWVICE PRESIDENT1132196
YOUNG, LISA MICHELLEASSISTANT TREASURER2596425

Disclosures

Regulatory Event

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1994About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1994About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Bradley Scott Downard's CRS (Customer Relationship Summary).

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BD
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