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Gene Paul Ramos

CRD# 2414642·Registered 1997 - 2008
Previously Registered: Being a previously registered professional could mean that Gene is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gene Paul Ramos, who also goes by Gene P. Reynolds, was a registered financial advisor. Gene was a previously registered financial professional and started their career in finance 1997 - 2008. Gene had worked at 19 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gene P. Reynolds

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

WINDSOR STREET CAPITAL, LP·CRD# 34171
BD
Tamarac, FL
January 11, 2007 - July 23, 2008
GREAT EASTERN SECURITIES, INC.·CRD# 2061
BD
New York, NY
November 21, 2006 - January 19, 2007
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
New York, NY
June 20, 2006 - July 18, 2006
BASIC INVESTORS INC.·CRD# 1187
BD
Melville, NY
April 4, 2006 - July 7, 2006
WESTROCK ADVISORS, INC.·CRD# 114338
BD
New York, NY
May 25, 2005 - February 7, 2006
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
Tampa, FL
May 3, 2004 - June 2, 2005
HARRISON SECURITIES, INC.·CRD# 14103
BD
Port Washington, NY
April 25, 2003 - April 27, 2004
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
Tampa, FL
January 15, 2003 - March 25, 2003
EKN FINANCIAL SERVICES INC.·CRD# 113525
BD
Melville, NY
December 21, 2001 - January 28, 2003
EHRENKRANTZ KING NUSSBAUM·CRD# 31140
BD
New York, NY
October 22, 2001 - December 21, 2001
WEATHERLY SECURITIES CORPORATION·CRD# 11081
BD
New York, NY
May 24, 2001 - October 24, 2001
JOSEPH STEVENS & CO., INC.·CRD# 35459
BD
Brooklyn, NY
November 7, 2000 - May 17, 2001
WHITEHALL WELLINGTON INVESTMENTS, INC.·CRD# 38022
BD
Port Washington, NY
February 23, 2000 - November 3, 2000
W.A. CAPITAL MARKETS·CRD# 6292
BD
New York, NY
September 20, 1999 - February 24, 2000
GLOBAL CAPITAL SECURITIES CORPORATION·CRD# 16184
BD
Englewood, CO
February 25, 1999 - July 27, 1999
CAMBRIDGE CAPITAL, LLC·CRD# 41464
BD
Garden City, NY
August 27, 1998 - March 22, 1999
PACIFIC CONTINENTAL SECURITIES CORPORATION·CRD# 2398
BD
Beverly Hills, CA
July 7, 1998 - August 28, 1998
W.J. NOLAN & COMPANY, INC.·CRD# 16465
BD
New York, NY
February 3, 1998 - June 25, 1998
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
New York, NY
August 26, 1997 - January 8, 1998
TASIN & COMPANY, INC.·CRD# 30709
BD
Hauppauge, NY
May 15, 1997 - November 4, 1997

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Current Firm

WS
WINDSOR STREET CAPITAL, LP

JANSSEN-MEYERS ASSOCIATES, L.P. | WINDSOR STREET CAPITAL, LP | ROAN/MEYERS ASSOCIATES, L.P. | ROAN-MEYERS ASSOCIATES, LP | MEYERS ASSOCIATES, L.P.

CRD#: 34171 / SEC#: 8-46219
BD
Cancelled by SEC on 02/05/2020

Contact Information

Established

New York since 04/01/1993

Firm Type

Partnership

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MEYERS SECURITIES CORP.GENERAL PARTNER—

Disclosures

Regulatory Event

37

Arbitration

15

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1997About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1997About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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