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JC

June M. Cachola

CENTRICITY FINANCIAL LLC
Newport Beach, CA 92660
Some features on this profile are disabled
CRD#: 2414390
JC

Professional summary


June Marie Cachola, who also goes by June Applegate, June M Cachola, is a registered financial advisor currently at CENTRICITY FINANCIAL LLC located in Newport Beach, California.

June is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. June has worked at 10 firms and has passed the Series 66, Series 63, Series 82TO, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


June Applegate | June M Cachola

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Centricity Financial, LLC--Registered Investment Advisor 5000 Birch St., Suite 3000 Newport Beach, CA 92660 Position: Financial Advisor Start date: August 2018 Hours worked per week: 40 Hours devoted during securities trading hours per week: 15 Duties: Consulting with clients to provide investment planning/advice.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view June Marie Cachola's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 20, 2018 - Present

CENTRICITY FINANCIAL LLC

Office #1: 5000 Birch Street Suite 3000, Newport Beach, CA 92660
RIA
CRD#: 145561
Newport Beach, CA
Past

October 21, 2019 - December 4, 2020

TIGERBRIDGE CAPITAL

BD
CRD#: 293066
ALBANY, NY
Past

March 7, 2016 - November 1, 2017

CUSO FINANCIAL SERVICES, L.P.

RIA
CRD#: 42132
Los Angeles, CA
Past

March 7, 2016 - November 1, 2017

CUSO FINANCIAL SERVICES, L.P.

BD
CRD#: 42132
Los Angeles, CA
Past

May 19, 2015 - January 8, 2016

KINECTA FINANCIAL & INSURANCE SERVICES

BD
CRD#: 136597
WOODLAND HILLS, CA
Past

April 7, 2015 - December 23, 2015

LPL FINANCIAL LLC

RIA
CRD#: 6413
SEAL BEACH, CA
Past

April 7, 2015 - December 23, 2015

LPL FINANCIAL LLC

BD
CRD#: 6413
SEAL BEACH, CA
Past

February 28, 2014 - December 18, 2014

LPL FINANCIAL LLC

RIA
CRD#: 6413
TORRANCE, CA
Past

February 28, 2014 - December 18, 2014

LPL FINANCIAL LLC

BD
CRD#: 6413
TORRANCE, CA
Past

October 31, 2011 - February 28, 2014

CUSO FINANCIAL SERVICES, L.P.

RIA
CRD#: 42132
TORRANCE, CA
Past

October 31, 2011 - February 28, 2014

CUSO FINANCIAL SERVICES, L.P.

BD
CRD#: 42132
TORRANCE, CA
Past

January 22, 2007 - September 29, 2011

CUNA BROKERAGE SERVICES, INC.

RIA
CRD#: 13941
PLACENTIA, CA
Past

January 22, 2007 - September 29, 2011

CUNA BROKERAGE SERVICES, INC.

BD
CRD#: 13941
PLACENTIA, CA
Past

April 11, 2005 - January 24, 2007

CUSO FINANCIAL SERVICES, L.P.

RIA
CRD#: 42132
PLACENTIA, CA
Past

December 2, 2002 - January 24, 2007

CUSO FINANCIAL SERVICES, L.P.

BD
CRD#: 42132
PLACENTIA, CA
Past

August 19, 2002 - December 3, 2002

GATEWAY INVESTMENT SERVICES, INC.

BD
CRD#: 31153
OAK PARK, IL
Past

August 22, 2000 - August 23, 2002

ESSEX NATIONAL SECURITIES, LLC

BD
CRD#: 25454
NAPA, CA
Past

October 23, 1997 - July 26, 2000

GATEWAY INVESTMENT SERVICES, INC.

BD
CRD#: 31153
OAK PARK, IL
Past

September 8, 1994 - September 24, 1997

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

BD
CRD#: 14229
NORTHRIDGE, CA
Past

October 22, 1993 - February 25, 1994

SUNAMERICA SECURITIES, INC.

BD
CRD#: 20068
PHOENIX, AZ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(11/20/2018)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 4/7/2005
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 82TO
Date: 12/22/2022
Limited Representative-Private Securities Offerings
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


CF
CENTRICITY FINANCIAL LLC
CENTRICITY FINANCIAL LLC

CRD#: 145561 / SEC#: 801-72712

California
Registered Investment Advisory firm - (6/20/2016 Approved)
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Contact information


Main Address
5000 Birch Street Suite 3000, Newport Beach, CA 92660
Mailing Address
5000 Birch Street Suite 3000, Newport Beach, CA 92660
Phone number
(949) 444-2295
Established
Firm type
Fiscal year end
# of Employees
3

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts19
AUM (Assets Under Management)$ 9,100,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CENTRICITY FINANCIAL LLC

CRD#: 145561Newport Beach, CA 92660

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