David F. Hegarty
Professional summary
David Francis Hegarty JR, who also goes by David Francis Hegarty, David Hegarty, is a registered financial professional currently at MEDIOBANCA SECURITIES USA LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1995. David has worked at 13 firms and has passed the Series 65, Series 63, Series 79TO, Series 57TO, Series 3, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Francis Hegarty JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 7, 2020 - Present
MEDIOBANCA SECURITIES USA LLC
Office #1: 1450 Broadway 37th Floor, New York, NY 10018Office #2: 1450 Broadway 37th Floor, New York, NY 10018May 8, 2018 - December 13, 2019
INVESTEC SECURITIES (US) LLC
August 15, 2017 - November 3, 2017
GREENLEYS CAPITAL MARKETS LLP
August 2, 2016 - March 31, 2017
PUMA CAPITAL, LLC
March 3, 2014 - May 31, 2016
JEFFERIES LLC
July 22, 2013 - January 30, 2014
KEPLER CAPITAL MARKETS, INC.
April 7, 2011 - July 11, 2011
CREDIT AGRICOLE SECURITIES (USA) INC.
September 1, 2005 - July 23, 2013
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.
March 30, 2005 - September 22, 2005
ATLANTIC EQUITIES, LLC
December 2, 1998 - January 31, 2005
COMMERZBANK CAPITAL MARKETS CORP.
December 20, 1995 - July 17, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 30, 1995 - September 7, 1995
AMERIPRISE ADVISOR SERVICES, INC.
January 26, 1995 - June 5, 1995
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/7/2020)
(1/7/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/15/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
MEDIOBANCA SECURITIES USA LLC
CRD#: 143189 / SEC#: , 8-67538
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MEDIOBANCA BANCA DI CREDITO FINANZIARIO S.P.A. | 100% OWNER | |
| ACHZET, DAVID EDWARD | CHIEF COMPLIANCE OFFICER | 1209132 |
| ALMERINI, LOUIS ACHILLE | FINOP/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 1605183 |
| PULA, MASSIMILIANO | CEO | 5446174 |
| ROMEO, ROBERTO | DIRECTOR | 7640931 |
| ROTUNNO, ANNALISA | DIRECTOR | 7640314 |
Red Flags
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