Stephen A. Bone

COHEN & COMPANY SECURITIES

Memphis, TN 38119

Some features on this profile are disabled

CRD#: 2414286

Professional summary

Stephen Alan Bone, who also goes by Stephen Alan Bone Mr., is a registered financial professional currently at COHEN & COMPANY SECURITIES, LLC located in Memphis, Tennessee.

Stephen is registered as a RR (Registered Representative) and started their career in finance in 1996. Stephen has worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 52 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Stephen Alan Bone Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephen Alan Bone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 24, 2025 - Present

COHEN & COMPANY SECURITIES, LLC

Office #1: 6075 Poplar Avenue Suite 730, Memphis, TN 38119

CRD#: 79

MEMPHIS, TN

Past

July 26, 1996 - May 5, 2006

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(10/6/2025)

Tennessee
(10/1/2025)

Exams

State Security Law Exam

Series 63

Date: 7/29/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/25/1996

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 10/6/1994

Municipal Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

COHEN & COMPANY SECURITIES, LLC

CRD#: 149758 / SEC#: , 8-68186

Broker-Dealer Firm Regulated by FINRA (New York district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3 Columbus Circle 24th Floor, New York, NY 10019

Mailing Address

3 Columbus Circle 24th Floor, New York, NY 10019

Phone number

(646) 792-5600

Established

Delaware since 12/05/2008

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
J.V.B. FINANCIAL GROUP HOLDINGS, LP.	SOLE MEMBER
BRAFMAN, LESTER RAYMOND	CHIEF EXECUTIVE OFFICER	1895749
BURKLIN, STEPHAN GEORGE	EXECUTIVE VICE PRESIDENT	1808970
LISTMAN, DOUGLAS	CFO	5894307
VACCA, KATHARINE ELIZABETH	CHIEF COMPLIANCE OFFICER	1821586

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stacey Hyde

ENVISION FINANCIAL PLANNING, LLC

IAR

Memphis, TN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Stephen A. Bone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephen Alan Bone's CRS (Customer Relationship Summary).

Certified licenses

Experience

MEMPHIS CAPITAL

LPL FINANCIAL LLC

CANTOR FITZGERALD & CO.

VINING-SPARKS IBG, LLC

B. RILEY WEALTH MANAGEMENT

STIFEL, NICOLAUS & COMPANY, INCORPORATED

KGS-ALPHA CAPITAL MARKETS, L.P.

RAYMOND JAMES & ASSOCIATES, INC.

CANTOR FITZGERALD & CO.

J.P. MORGAN SECURITIES LLC

MORGAN KEEGAN & COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/29/1996

SIE

Date: 10/1/2018

Series 7

Date: 7/25/1996

Series 52

Date: 10/6/1994

FINRA

Nasdaq Stock Market

Current Firm

COHEN & COMPANY SECURITIES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

COHEN & COMPANY SECURITIES, LLC

TRUST BUT VERIFY

Similar Advisors