Brian G. Belski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Gerald Belski, who also goes by Brran G Belski, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1995. Brian had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 86, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2012 - November 5, 2025
BMO CAPITAL MARKETS CORP.
February 27, 2012 - May 2, 2012
OPPENHEIMER & CO. INC.
February 27, 2012 - May 2, 2012
OPPENHEIMER & CO. INC.
September 28, 2010 - February 22, 2012
OPPENHEIMER ASSET MANAGEMENT
September 13, 2010 - February 21, 2012
OPPENHEIMER & CO. INC.
March 12, 2009 - February 21, 2012
OPPENHEIMER & CO. INC.
September 2, 2005 - March 20, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 22, 2000 - June 7, 2005
PIPER SANDLER & CO.
January 4, 1999 - May 3, 2000
GEORGE K. BAUM & COMPANY
January 5, 1998 - January 26, 1999
COLLIERS SECURITIES LLC
January 16, 1995 - December 31, 1997
DAIN RAUSCHER INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BMO CAPITAL MARKETS CORP.
CRD#: 16686 / SEC#: 801-73047, 8-34344
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO FINANCIAL CORP. | SHAREHOLDER | |
| BRICKLEY, THOMAS JOHN | FINANCIAL AND OPERATIONS PRINCIPAL | 3028843 |
| ESTEY, WARREN FRANCIS | MANAGING DIRECTOR, INVESTMENT BANKING | 3114183 |
| FORLENZA, MICHAEL | HEAD, CHIEF OPERATING OFFICER | 5886049 |
| KAHRAMAN, LEVENT | MANAGING DIRECTOR, GLOBAL MARKETS | 2802822 |
| WOODWARD, JOEL EDWARD | CHIEF FINANCIAL OFFICER | 5467904 |
| YUKILEVICH, DANIEL | CHIEF COMPLIANCE OFFICER | 5635481 |
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 1,210,751,477 |
Disclosures
| Regulatory Event | 46 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
