LM
Lisa M. Martinez
FAMILYWEALTH
Denver, CO 80237
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CRD#: 2414127
LM
Professional summary
Lisa Maria Martinez is a registered financial advisor currently at FAMILYWEALTH located in Denver, Colorado.
Lisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Lisa has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Licensed, independent insurance agent selling fixed insurance products. Non-investment related, devoting 15 hours per month. DBA Integrity First Financial Services, LLC, located at 10700 E Geddes Ave, Suite 125 Englewood CO 80112. Began insurance sales in 2012. Licensed real estate broker through Skytan Real Estate, LLC, 1140 S Townsend Avenue, Montrose, CO 81401. Non-investment related, devoting less than 5 hours per month, none of which is during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Lisa Maria Martinez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 24, 2020 - Present
FAMILYWEALTH
Office #1: 4600 S Syracuse Ste 1010, Denver, CO 80237RIA
CRD#: 289193
Denver, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FAMILYWEALTH
ADVISERSOURCE.COM | FAMILYWEALTH ASSET MANAGEMENT (FWAM) | FAMILYWEALTH ADVISORS LLC | FAMILYWEALTH ADVISORS | FAMILYWEALTH ADVISERS LLC | FAMILYWEALTH | FAMILY WEALTH(TM) ADVISERS | ADVISERSOURCE.COM LLC
CRD#: 289193 / SEC#: 801-111050
RIA
Registered Investment Advisory firm - (8/28/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(11/24/2020)
Current Firm
FA
FAMILYWEALTH
ADVISERSOURCE.COM | FAMILYWEALTH ASSET MANAGEMENT (FWAM) | FAMILYWEALTH ADVISORS LLC | FAMILYWEALTH ADVISORS | FAMILYWEALTH ADVISERS LLC | FAMILYWEALTH | FAMILY WEALTH(TM) ADVISERS | ADVISERSOURCE.COM LLC
CRD#: 289193 / SEC#: 801-111050
RIA
Registered Investment Advisory firm - (8/28/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
255 Primera Blvd Suite 160, Lake Mary, FL 32746
Mailing Address
Phone number
(866) 746-3743
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (38 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 619 |
| AUM (Assets Under Management) | $ 346,344,277 |
Red Flags
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