Daniel Cohen
COHEN INVESTMENT ADVISORS
Bedford, NH 03110
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CRD#: 2414071
Professional summary
Daniel Cohen, CFP®, who also goes by Daniel M Cohen, is a registered financial advisor currently at COHEN INVESTMENT ADVISORS, LLC located in Bedford, New Hampshire.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Daniel has worked at 3 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
What are your service offerings?
Insurance Planning
Retirement Planning
Investment Planning
Comprehensive Financial Planni...
Tax Planning
Estate Planning
Education Planning
Are you a "fiduciary"?
Yes
Aliases
Daniel M Cohen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Cohen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
October 21, 2013 - Present
COHEN INVESTMENT ADVISORS, LLC
Office #1: 264 South River Road Suite 414, Bedford, NH 03110Office #2: 1200 North Federal Highway Suite 200, Boca Raton, FL 33432RIA
CRD#: 168595
Bedford, NH
Past
May 8, 2008 - October 25, 2013
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
BOCA RATON, FL
Past
May 2, 2008 - October 25, 2013
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
BOCA RATON, FL
Past
July 6, 1994 - May 20, 2008
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
BOCA RATON, FL
Past
June 27, 1994 - May 20, 2008
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
BOCA RATON, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
COHEN INVESTMENT ADVISORS, LLC
AVELIOCH WEALTH MANAGEMENT, LLC | COHEN INVESTMENTS, LLC | COHEN INVESTMENT ADVISORS, LLC
CRD#: 168595 / SEC#: 801-117592
RIA
Registered Investment Advisory firm - (11/5/2019 Approved)Delaware
Registered Investment Advisory firm - (12/10/2019 Terminated)Florida
Registered Investment Advisory firm - (12/9/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (12/9/2019 Terminated)New Hampshire
Registered Investment Advisory firm - (12/12/2019 Terminated)New York
Registered Investment Advisory firm - (12/9/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/10/2019 Terminated)Texas
Registered Investment Advisory firm - (12/9/2019 Terminated)Virgin Islands
Registered Investment Advisory firm - (10/29/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(12/12/2024)
IAR
Massachusetts(1/2/2015)
IAR
New Hampshire(10/21/2013)
IAR
Texas(5/1/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CI
COHEN INVESTMENT ADVISORS, LLC
AVELIOCH WEALTH MANAGEMENT, LLC | COHEN INVESTMENTS, LLC | COHEN INVESTMENT ADVISORS, LLC
CRD#: 168595 / SEC#: 801-117592
RIA
Registered Investment Advisory firm - (11/5/2019 Approved)Delaware
Registered Investment Advisory firm - (12/10/2019 Terminated)Florida
Registered Investment Advisory firm - (12/9/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (12/9/2019 Terminated)New Hampshire
Registered Investment Advisory firm - (12/12/2019 Terminated)New York
Registered Investment Advisory firm - (12/9/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/10/2019 Terminated)Texas
Registered Investment Advisory firm - (12/9/2019 Terminated)Virgin Islands
Registered Investment Advisory firm - (10/29/2020 Terminated)PREMIUM
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Contact information
Main Address
264 South River Road Suite 414, Bedford, NH 03110
Mailing Address
Phone number
(603) 232-8350
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 758 |
| AUM (Assets Under Management) | $ 225,579,908 |
Red Flags
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Company Information
COHEN INVESTMENT ADVISORS, LLC
CRD#: 168595Bedford, NH 03110TRUST BUT VERIFY
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Contact information
xxxxx@xxxx.xxx
