Adam K. Mans

AKM ADVISORY

Edina, MN 55424

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CRD#: 2413996

Professional summary

Adam Keltgen Mans, CFP® is a registered financial advisor currently at AKM ADVISORY located in Edina, Minnesota.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Adam has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Keltgen Mans's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

March 20, 2014 - Present

AKM ADVISORY

Office #1: 5200 Willson Road, Suite 150, Edina, MN 55424

RIA

CRD#: 170187

Edina, MN

Past

October 28, 2008 - March 28, 2014

MARQUETTE ASSET MANAGEMENT

RIA

CRD#: 104833

MINNEAPOLIS, MN

Past

July 16, 2004 - October 5, 2005

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

January 13, 2003 - June 23, 2004

CRI SECURITIES, LLC

CRD#: 22589

ST. PAUL, MN

Past

March 14, 2002 - June 23, 2004

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Past

April 13, 1995 - March 1, 2002

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Past

December 8, 1993 - April 19, 1995

JOHN G. KINNARD AND COMPANY, INCORPORATED

CRD#: 466

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(3/20/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/13/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/30/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/7/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/2/2002

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 2/22/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 2/22/2000

General Securities Sales Supervisor - Options Module Examination

Current Firm

AKM ADVISORY

AKM ADVISORY | AKM ADVISORY, LLC

CRD#: 170187 / SEC#:

Minnesota

Registered Investment Advisory firm - (3/17/2014 Approved)

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Contact information

Main Address

5200 Willson Road, Suite 150, Edina, MN 55424

Mailing Address

P.o. Box 390694, Edina, MN 55439

Phone number

(651) 329-9169

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	34
AUM (Assets Under Management)	$ 52,430,370

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Adam K. Mans

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Keltgen Mans's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARQUETTE ASSET MANAGEMENT

WOODBURY FINANCIAL SERVICES, INC.

CRI SECURITIES, LLC

SECURIAN FINANCIAL SERVICES, INC.

PIPER SANDLER & CO.

JOHN G. KINNARD AND COMPANY, INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 6/13/1996

Series 63

Date: 12/30/1993

Series 7

Date: 12/7/1993

Series 24

Date: 8/2/2002

Series 10

Date: 2/22/2000

Series 9

Date: 2/22/2000

Current Firm

AKM ADVISORY

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AKM ADVISORY

TRUST BUT VERIFY

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