Darryl J. Fyall

LPL ENTERPRISE

MT. PLEASANT, SC 29464

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CRD#: 2413984

Professional summary

Darryl Jerome Fyall, CLU®, who also goes by Darryl J Fyall, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Mt. Pleasant, South Carolina.

Darryl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Darryl has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Darryl J Fyall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 11/14/24 - Crump - Non-Variable Insurance - Charlotte, NC - INV REL - Start Date 10/31/2024 - 35hrs/mth | 30hrs during trading 2. 03/21/2025 - TruChoice Financial - Non-Variable Insurance - Woodstock, GA - INV REL - Start Date 03/18/2025 - 5hrs/mth 3. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darryl Jerome Fyall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Darryl Jerome Fyall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CLU^®

Chartered Life Underwriter

Experience

Current

November 14, 2024 - Present

LPL ENTERPRISE, LLC

Office #1: 884 Allbritton Boulevard Suite 205, Mt. Pleasant, SC 29464

RIA

CRD#: 8733

MT. PLEASANT, SC

Current

November 14, 2024 - Present

LPL ENTERPRISE, LLC

Office #1: 884 Allbritton Boulevard Suite 205, Mt. Pleasant, SC 29464

RIA

CRD#: 8733

MT. PLEASANT, SC

Past

October 10, 2023 - November 14, 2024

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

MT. PLEASANT, SC

Past

October 5, 2023 - November 14, 2024

PRUCO SECURITIES, LLC.

CRD#: 5685

MT. PLEASANT, SC

Past

December 5, 2019 - November 14, 2023

CENTER STREET ADVISORS, INC.

RIA

CRD#: 169329

Peachtree Corners, GA

Past

May 23, 2019 - November 14, 2023

CENTER STREET SECURITIES, INC.

CRD#: 26898

CHARLESTON, SC

Past

June 2, 2017 - November 30, 2017

MML INVESTORS SERVICES, LLC

CRD#: 10409

CHARLESTON, SC

Past

June 25, 2015 - May 1, 2017

VANN EQUITY MANAGEMENT LLC

RIA

CRD#: 174239

CHARLESTON, TX

Past

June 29, 2001 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

MT. PLEASANT, SC

Past

June 29, 2001 - June 4, 2015

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

CHARLESTON, SC

Past

October 15, 1999 - November 2, 1999

AMERICAN FRONTEER FINANCIAL CORPORATION

CRD#: 1398

DENVER, CO

Past

March 10, 1998 - January 13, 1999

ELSWICK, BANKS AND ASSOCIATES, INC.

CRD#: 43252

ATLANTA, GA

Past

August 17, 1995 - March 24, 1998

FIRST COLONIAL SECURITIES

CRD#: 25121

BOCA RATON, FL

Past

February 20, 1995 - August 10, 1995

INVESTORS ASSOCIATES, INC.

CRD#: 958

HACKENSACK, NJ

Past

November 3, 1994 - December 19, 1994

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LPL ENTERPRISE, LLC

CRD#: 8733 / SEC#: 801-130883, 8-26037

RIA

Registered Investment Advisory firm - SEC (8/7/2024 Approved)

California

Registered Investment Advisory firm - SEC (11/29/2020 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/1/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (4/7/2023 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Georgia
(11/14/2024)

IAR

Georgia
(11/14/2024)

North Carolina
(11/14/2024)

South Carolina
(11/14/2024)

IAR

South Carolina
(11/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/12/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/3/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/30/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/2/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/6/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

LPL ENTERPRISE, LLC

CRD#: 8733 / SEC#: 801-130883, 8-26037

RIA

Registered Investment Advisory firm - SEC (8/7/2024 Approved)

California

Registered Investment Advisory firm - SEC (11/29/2020 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/1/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (4/7/2023 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

1055 Lpl Way, Fort Mill, SC 29715

Mailing Address

1055 Lpl Way, Fort Mill, SC 29715

Phone number

(704) 733-3300

Established

Delaware since 05/25/2023

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

4,650

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

A58 LPLE (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
LPL HOLDINGS, INC.	MANAGING MEMBER
HORAN-ADAMS, KIRBY LEPAK	CHIEF EXECUTIVE OFFICER. PRESIDENT	5097259
MALFITANO, STEVEN THOMAS	PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP	3178848
MORRISON, STEVEN PHILIP	SECRETARY	4529345
SHEEHAN, RICHARD STEVEN	SVP, CHIEF COMPLIANCE OFFICER	3096567

Regulatory assets under management

Total Number of Accounts	114,002
AUM (Assets Under Management)	$ 18,862,098,900

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Darryl J. Fyall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darryl Jerome Fyall's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Darryl Jerome Fyall's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL ENTERPRISE, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

CENTER STREET ADVISORS, INC.

CENTER STREET SECURITIES, INC.

MML INVESTORS SERVICES, LLC

VANN EQUITY MANAGEMENT LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

AMERICAN FRONTEER FINANCIAL CORPORATION

ELSWICK, BANKS AND ASSOCIATES, INC.

FIRST COLONIAL SECURITIES

INVESTORS ASSOCIATES, INC.

SECURITIES AMERICA, INC.

Primary Firm SEC Registration

LPL ENTERPRISE, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/12/2015

Series 63

Date: 11/3/1994

SIE

Date: 11/30/2017

Series 7

Date: 11/2/1994

Series 24

Date: 10/6/1997

FINRA

Current Firm

LPL ENTERPRISE, LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

LPL ENTERPRISE, LLC

TRUST BUT VERIFY

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