Lisa A. Block

EVERHART ADVISORS

Miamisburg, OH 45342

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CRD#: 2413976

Professional summary

Lisa A Block, who also goes by Lisa A. Block, Lisa A Howard, Lisa Howard, is a registered financial advisor currently at EVERHART ADVISORS located in Miamisburg, Ohio.

Lisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Lisa has worked at 3 firms and has passed the SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lisa A. Block | Lisa A Howard | Lisa Howard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EVERHART ADVISORS~INVESTMENT RELATED~2 PRESTIGE PLACE, SUITE 130, MIAMISBURG, OH 45342~RIA~SENIOR PLAN CONSULTANT~JANUARY 2016~160HRS PER MONTH~140HRS PER MONTH DURING MARKET~CONSULTING AND SALES OF INSURANCE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa A Block's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 31, 2019 - Present

EVERHART ADVISORS

Office #1: 2 Prestige Place Suite 130, Miamisburg, OH 45342

RIA

CRD#: 107091

Miamisburg, OH

Past

November 1, 2013 - March 30, 2020

NEWEDGE SECURITIES, LLC

CRD#: 10674

MIAMISBURG, OH

Past

June 27, 2013 - November 27, 2013

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

DAYTON, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EVERHART ADVISORS

CRD#: 107091 / SEC#: 801-50786

RIA

Registered Investment Advisory firm - (12/21/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(1/31/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/27/2013

Investment Company Products/Variable Contracts Representative Examination

Current Firm

EVERHART ADVISORS

CRD#: 107091 / SEC#: 801-50786

RIA

Registered Investment Advisory firm - (12/21/1995 Approved)

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Contact information

Main Address

5200 Rings Road, Dublin, OH 43017

Mailing Address

Phone number

(614) 717-9705

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EVERHART ADVISORS ADV PART 2A (9/12/2025)

Regulatory assets under management

Total Number of Accounts	5,483
AUM (Assets Under Management)	$ 1,874,701,457

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lisa A. Block

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa A Block's CRS (Customer Relationship Summary).

Certified licenses

Experience

EVERHART ADVISORS

NEWEDGE SECURITIES, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

Primary Firm SEC Registration

EVERHART ADVISORS

State Registrations and Notice Filings

Exams

SIE

Date: 10/1/2018

Series 6

Date: 6/27/2013

Current Firm

EVERHART ADVISORS

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EVERHART ADVISORS

TRUST BUT VERIFY

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