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VM

Vladen Mezhibovsky

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CRD#: 2413814
VM

Professional summary


Vladen Mezhibovsky was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Vladen is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Vladen had worked at 3 firms, which includes JOSEPH DILLON & COMPANY INC., KENSINGTON WELLS INCORPORATED, M. RIMSON & CO. INC..

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Victor Mezhibovsky | Vlamen Mezhibovsky

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 19, 1996 - March 7, 1997

JOSEPH DILLON & COMPANY INC.

BD
CRD#: 35220
GREAT NECK, NY
Past

February 28, 1994 - November 22, 1996

KENSINGTON WELLS INCORPORATED

BD
CRD#: 30570
Past

January 21, 1994 - July 29, 1994

M. RIMSON & CO., INC.

BD
CRD#: 5250
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 3/14/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


JD
JOSEPH DILLON & COMPANY INC.
JOSEPH DILLON & COMPANY INC.

CRD#: 35220 / SEC#: , 8-46589

BD
Terminated by SEC on 10/20/2000
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Contact information


Main Address
Mailing Address
Phone number
Established
New York since 09/15/1993
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
FRADELLA, SALVATORE ANTHONYEXECUTIVE VICE PRESIDENT - SALES1482494
JALOZA, STEVEN RICHARDCEO1320831
KAUFMAN, WAYNE SETHMANAGING DIRECTOR2490476
STOLTZ, MARC HAROLDFINOP1008943

Disclosures


Regulatory Event3
Arbitration11

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


JOSEPH DILLON & COMPANY INC.

CRD#: 35220

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