Paul Bracaglia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Bracaglia was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1993. Paul had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2013 - December 31, 2014
EDI FINANCIAL, INC.
October 6, 2008 - November 20, 2012
NEW ENGLAND SECURITIES
May 27, 2005 - October 3, 2008
NATIONWIDE SECURITIES, LLC
February 14, 2003 - September 22, 2004
HIGH MARK SECURITIES, INC.
June 1, 2001 - February 28, 2003
MOMENTUM INDEPENDENT NETWORK INC.
September 10, 1996 - May 16, 2001
MORGAN STANLEY DW INC.
July 14, 1995 - July 24, 1996
HARRIS SECURITIES, INC.
November 24, 1993 - August 28, 1995
DICKINSON & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EDI FINANCIAL, INC.
CRD#: 15699 / SEC#: , 8-32566
Contact information
Documents
Disclosures
| Regulatory Event | 11 |
| Arbitration | 4 |
Red Flags
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